Legal & General Financial Advice Ltd

• Principal Place of Business

  4th Floor Chadwick House

  Warwick Road

  Solihull

  West Midlands

  B91 2AA

  UNITED KINGDOM

  Phone

  +4408082913454

  Web

  https://www.legalandgeneral.com/contact-us/

• Complaints Contact

  4th Floor Chadwick House

  Warwick Road

  Solihull

  West Midlands

  B91 2AA

  UNITED KINGDOM

  Phone

  +4408082913454

• Investment Advice (no pensions)

  For Retail (Investment), Life Policy, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Stakeholder pension scheme, Unit

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Mortgage Advice

  For Customer, Regulated mortgage contract

• Authorised to Operate

  Show 1 limitation Hide limitations

  • · The firm can only agree to carry on the regulated activities specified in this Notice.

• Arranges Investments

  For Retail (Investment), Life Policy, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Stakeholder pension scheme, Unit

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Mortgage Arranging

  For Customer, Regulated mortgage contract

• Arranges Asset Safekeeping

  For Retail (Investment), Life Policy, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Stakeholder pension scheme, Unit

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Insurance Admin

  For Retail (Non-Investment Insurance), Life Policy

• Debt Advice

  Show 1 limitation Hide limitations

  • · Limited to debt counselling excluding giving advice about debt management plans. In this limitation “debt management plans” is defined as: “a non-statutory agreement between a customer and one or more of the customer's lenders the aim of which is to discharge or liquidate the customer's debts, by making regular payments to a third party which administers the plan and distributes the money to the lenders”.

• Investment Setup

  For Retail (Investment), Life Policy, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Stakeholder pension scheme, Unit

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Emma Elizabeth Holden

  IRN EEH01026

  • [FCA CF] Significant management (since 2 Feb 2026)
• Emma Hardaker-Jones

  IRN EXH08776

  • [FCA CF] Significant management (1 Apr 2020 to 15 Oct 2025)
• Gareth Niblett

  IRN GXN00043

  • Responsible for Insurance Distribution (since 15 Aug 2025)
  • SMF3 Executive Director (since 4 Jul 2025)
  • Responsibility for MCD Intermediation (since 4 Jul 2025)
  • [FCA CF] Significant management (1 Jul 2020 to 27 Feb 2023)
• Gary McOwat

  IRN GDM01066

  • [FCA CF] Functions requiring qualifications (10 Feb 2022 to 28 Feb 2023)
• Grant Anthony Hughes

  IRN GAH00030

  • SMF3 Executive Director (9 Dec 2019 to 31 Jan 2021)
  • CF1 Director (30 Sep 2019 to 8 Dec 2019)
• Holly Hensleigh

  IRN HXH00101

  • [FCA CF] Functions requiring qualifications (23 Aug 2021 to 28 Feb 2023)
• Ieuan James

  IRN IXJ00023

  • [FCA CF] Functions requiring qualifications (1 Apr 2020 to 28 Feb 2023)
• Jane Margaret Shore

  IRN JMS00081

  • [FCA CF] Functions requiring qualifications (1 Apr 2020 to 7 Aug 2020)
• Joshua Kendrick

  IRN JXK00361

  • [FCA CF] Functions requiring qualifications (7 Feb 2022 to 28 Feb 2023)
• Katie Pullen

  IRN KXP00135

  • [FCA CF] Functions requiring qualifications (1 Apr 2020 to 24 Sep 2020)

No changes recorded yet.