Legal & General Financial Advice Ltd

• Principal Place of Business

  4th Floor Chadwick House

  Warwick Road

  Solihull

  West Midlands

  B91 2AA

  UNITED KINGDOM

  Phone

  +4408082913454

  Web

  https://www.legalandgeneral.com/contact-us/

• Complaints Contact

  4th Floor Chadwick House

  Warwick Road

  Solihull

  West Midlands

  B91 2AA

  UNITED KINGDOM

  Phone

  +4408082913454

• Investment Advice (no pensions)

  For Retail (Investment), Life Policy, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Stakeholder pension scheme, Unit

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Mortgage Advice

  For Customer, Regulated mortgage contract

• Authorised to Operate

  Show 1 limitation Hide limitations

  • · The firm can only agree to carry on the regulated activities specified in this Notice.

• Arranges Investments

  For Retail (Investment), Life Policy, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Stakeholder pension scheme, Unit

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Mortgage Arranging

  For Customer, Regulated mortgage contract

• Arranges Asset Safekeeping

  For Retail (Investment), Life Policy, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Stakeholder pension scheme, Unit

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Insurance Admin

  For Retail (Non-Investment Insurance), Life Policy

• Debt Advice

  Show 1 limitation Hide limitations

  • · Limited to debt counselling excluding giving advice about debt management plans. In this limitation “debt management plans” is defined as: “a non-statutory agreement between a customer and one or more of the customer's lenders the aim of which is to discharge or liquidate the customer's debts, by making regular payments to a third party which administers the plan and distributes the money to the lenders”.

• Investment Setup

  For Retail (Investment), Life Policy, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Stakeholder pension scheme, Unit

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Katrina Ann Trapp

  IRN KXT85423

  • [FCA CF] Functions requiring qualifications (2 Dec 2020 to 28 Feb 2023)
• Kim Davis

  IRN KXD00237

  • [FCA CF] Functions requiring qualifications (6 Jul 2022 to 28 Feb 2023)
• Kirsty Whitehouse

  IRN KLT01020

  • [FCA CF] Functions requiring qualifications (12 Jul 2022 to 28 Feb 2023)
• Lesley Jane Titcomb

  IRN LJT01081

  • Director of firm who is not a certification employee or a SMF manager (25 Nov 2020 to 9 Nov 2022)
• Lisa Paxton

  IRN LXP85536

  • [FCA CF] Functions requiring qualifications (20 Jun 2022 to 28 Feb 2023)
• Lorna Louise Shah

  IRN LLS01019

  • SMF3 Executive Director (12 Feb 2021 to 29 Sep 2022)
  • CF1 Director (30 Sep 2019 to 22 Nov 2019)
• Louise Michelle Thompkins

  IRN LME00003

  • [FCA CF] Functions requiring qualifications (1 Apr 2020 to 27 Jan 2021)
  • [FCA CF] Manager of certification employee (1 Apr 2020 to 28 Feb 2023)
• Marc Harris

  IRN MXH00409

  • [FCA CF] Manager of certification employee (1 Apr 2020 to 18 Aug 2021)
  • [FCA CF] Functions requiring qualifications (1 Apr 2020 to 27 Jan 2021)
• Marco Groot-Wassink

  IRN MXG02631

  • [FCA CF] Manager of certification employee (9 Jun 2022 to 16 Nov 2022)
• Maria Alvarez-Scott

  IRN MXA03323

  • [FCA CF] Manager of certification employee (since 4 Jul 2025)

No changes recorded yet.