Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

    • SMF1 Chief Executive (since 21 Jun 2024)
    • SMF3 Executive Director (since 21 Jun 2024)
    • Responsibility for MCD Intermediation (since 21 Jun 2024)
    • SMF2 Chief Finance (12 Feb 2021 to 25 Oct 2023)
    • SMF3 Executive Director (12 Feb 2021 to 25 Oct 2023)
    • CF1 Director (3 Jul 2018 to 22 Nov 2019)
    • [PRA CF] Managing a material risk taker (since 15 Jan 2024)
    • [FCA CF] Client dealing (since 1 Aug 2022)
    • [FCA CF] Significant management (since 1 Aug 2022)
    • [PRA CF] Significant risk taker or Material risk taker (since 1 Sep 2020)
    • [PRA CF] Key function holder (14 Nov 2022 to 27 Jan 2026)
    • [FCA CF] Manager of certification employee (12 Sep 2022 to 18 Oct 2022)
    • [PRA CF] Significant risk taker or Material risk taker (10 Dec 2018 to 1 Nov 2019)
  • Legal & General Financial Advice Ltd (no longer approved here)

    FRN 839860

    • SMF3 Executive Director (12 Feb 2021 to 29 Sep 2022)
    • CF1 Director (30 Sep 2019 to 22 Nov 2019)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.