Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
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Legal & General Home Finance Limited
FRN 303418
- SMF18 Other Overall Responsibility (since 31 Mar 2026)
- [FCA CF] Significant management (since 2 Feb 2026)
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Legal and General Assurance Society Limited
FRN 117659
- SMF18 Other Overall Responsibility (since 2 Feb 2026)
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- [FCA CF] Significant management (since 2 Feb 2026)
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Legal & General Partnership Services Limited
FRN 300792
- [FCA CF] Significant management (since 2 Feb 2026)
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Legal & General Financial Advice Ltd
FRN 839860
- [FCA CF] Significant management (since 2 Feb 2026)
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- SMF18 Other Overall Responsibility (26 Jan 2023 to 25 Sep 2024)
- [FCA CF] Significant management (1 Mar 2021 to 30 Sep 2024)
- [FCA CF] Manager of certification employee (1 Oct 2020 to 19 Sep 2021)
- [FCA CF] Material risk taker (1 Oct 2020 to 30 Sep 2024)
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- (232)[FCA CF] Significant management (1 Mar 2021 to 30 Sep 2024)
- (230)[FCA CF] Material risk taker (1 Oct 2020 to 6 Aug 2023)
- (231)[FCA CF] Manager of certification employee (1 Oct 2020 to 19 Sep 2021)
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- [FCA CF] Significant management (1 Mar 2021 to 30 Sep 2024)
- [FCA CF] Material risk taker (1 Oct 2020 to 30 Sep 2024)
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- [FCA CF] Material risk taker (1 Oct 2020 to 1 Aug 2023)
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- SMF3 Executive Director (14 Jan 2020 to 25 Sep 2024)
Recent activity
Updates to this individual's record on the FCA register.
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controlled function added: (230)[FCA CF] Material risk taker at Nippon Life Schroders Asset Management Europe Limited
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controlled function added: (231)[FCA CF] Manager of certification employee at Nippon Life Schroders Asset Management Europe Limited
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controlled function added: (232)[FCA CF] Significant management at Nippon Life Schroders Asset Management Europe Limited