Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • Legal & General Financial Advice Ltd (no longer approved here)

    FRN 839860

    • [FCA CF] Functions requiring qualifications (1 Apr 2020 to 28 Feb 2023)
  • Countrywide Assured Plc (no longer approved here)

    FRN 141916

    • CF30 Customer (1 Nov 2007 to 14 Dec 2012)
    • CF21 Investment Adviser (21 Nov 2002 to 31 Oct 2007)
    • CF22 Investment Adviser (Trainee) (1 Dec 2001 to 21 Nov 2002)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.