Countrywide Assured Plc

• Principal Place of Business

  2nd floor

  33-34 Winckley Square

  Preston

  Lancashire

  PR1 3JJ

  UNITED KINGDOM

  Phone

  +4401772972050

  Web

  https://www.countrywideassured.co.uk

• Complaints Contact

  2nd Floor

  33-34 Winckley Square

  Preston

  Lancashire

  PR1 3JJ

  UNITED KINGDOM

  Phone

  +4407711948689

• Bank Deposits

  For All, Deposit

  Show 1 limitation Hide limitations

  • · Limited to accepting deposits in the course of carrying on insurance business for which the firm holds a permission.

• Authorised to Operate

  Show 1 limitation Hide limitations

  • · The firm can only agree to carry on the regulated activities specified in this Notice.

• Arranges Investments

  For Commercial, Professional, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Life Policy, Non-investment insurance contracts, Option (excluding a commodity option and an option on a commodity future), Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Stakeholder pension scheme, Unit, Warrant

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Arranges Asset Safekeeping

  For Professional, Retail (Investment), Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Life Policy, Option (excluding a commodity option and an option on a commodity future), Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Stakeholder pension scheme, Unit, Warrant

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Manages Insurance Policies

  For All, Capital redemption, Life and annuity, Linked long-term, Marriage and birth, Pension fund management, Permanent health

• Stockbroking

  For Professional, Retail (Investment), Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Life Policy, Option (excluding a commodity option and an option on a commodity future), Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Stakeholder pension scheme, Unit, Warrant

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Trades With You Directly

  For Eligible Counterparty, Professional, Retail (Investment), Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Future (excluding a commodity future and a rolling spot forex contract), Life Policy, Option (excluding a commodity option and an option on a commodity future), Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Spread Bet

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (contractually based)" is limited to investment types granted for this activity.

• Issues Insurance

  For All, Capital redemption, Life and annuity, Linked long-term, Marriage and birth, Pension fund management, Permanent health

  Show 1 limitation Hide limitations

  • · The investment types, Capital redemption, Pension fund management and Marriage & Birth in activity of effecting contracts of insurance is limited to accepting certain business of Save & Prosper Insurance Ltd and Save & Prosper Pensions Ltd pursuant to the Scheme to be sanctioned by the High Court of England and Wales, on or about 15 December 2011.

• Runs Personal Pensions

  For Personal pension scheme

• Investment Setup

  For Commercial, Professional, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Life Policy, Non-investment insurance contracts, Option (excluding a commodity option and an option on a commodity future), Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Stakeholder pension scheme, Unit, Warrant

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Holds Your Assets

  For Professional, Retail (Investment), Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Life Policy, Option (excluding a commodity option and an option on a commodity future), Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Stakeholder pension scheme, Unit, Warrant

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Alison Margaret Wilson

  IRN AMW01123

  • CF21 Investment Adviser (12 Jul 2004 to 30 Jun 2006)
  • CF22 Investment Adviser (Trainee) (15 Oct 2003 to 12 Jul 2004)
• Andrew Harry Randall

  IRN AHR01025

  • CF30 Customer (1 Nov 2007 to 14 Dec 2012)
  • CF21 Investment Adviser (21 Nov 2002 to 31 Oct 2007)
  • CF22 Investment Adviser (Trainee) (1 Dec 2001 to 21 Nov 2002)
• Andrew James Richards

  IRN AJR01413

  • SMF2 Chief Finance (7 Oct 2023 to 7 Oct 2023)
  • SIMF2 Chief Finance Function (13 Apr 2016 to 9 Dec 2018)
• Andrew Michael Birks

  IRN AMB01154

  • CF22 Investment Adviser (Trainee) (1 Dec 2001 to 1 Aug 2003)
• Carol Jungmin Hagh

  IRN CXH00704

  • Director of firm who is not a certification employee or a SMF manager (since 31 Jan 2022)
• Charles David Pickup

  IRN CDP01018

  • CF12 Actuarial (18 Mar 2008 to 5 Jan 2011)
  • CF12A With-Profits Actuary (5 Feb 2008 to 5 Jan 2011)
• Christine Gaynor Kelly

  IRN CGK00007

  • CF29 Significant management (1 Nov 2007 to 21 Jan 2008)
  • CF10 Compliance Oversight (1 Oct 2007 to 21 Jan 2008)
  • CF11 Money Laundering Reporting (7 Sep 2006 to 21 Jan 2008)
  • CF17 Significant Mgt (Other Business Operations) (4 Aug 2005 to 31 Oct 2007)
• Christopher Henry Sporborg

  IRN CHS01022

  • CF2 Non Executive Director (1 Dec 2001 to 31 Dec 2008)
• Clare Charlotte Birks

  IRN CXB00689

  • SMF24 Chief Operations (7 Dec 2023 to 25 Feb 2026)
• Colin Clarkson

  IRN CXC01395

  • SMF5 Head of Internal Audit (since 10 Dec 2018)
  • SIMF5 Head of Internal Audit Function (31 Mar 2016 to 9 Dec 2018)

• Countrywide Assured Retirement Services Limited (no longer appointed)

  FRN 192088 · Appointed 8 Jun 1998 · Until 1 Jan 2005

• Countrywide Assured Services Limited (no longer appointed)

  FRN 200976 · Appointed 14 Jul 1993 · Until 27 Jan 2023

• Countrywide Assured Financial Services (Introducer) (no longer appointed)

  FRN 158248 · Appointed 26 Mar 1973 · Until 10 Oct 2003

No changes recorded yet.