Alison Margaret Wilson

Last updated
1 week ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • Chase de Vere Independent Financial Advisers limited

    FRN 137914

    • 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
    • 4. Giving personal recommendations on retail investment products which are not broker funds
    • [FCA CF] Functions requiring qualifications (since 9 Dec 2019)
    • [FCA CF] Client dealing (since 9 Dec 2019)
    • CF30 Customer (23 Jan 2017 to 8 Dec 2019)
  • HDG Financial Services Ltd (no longer approved here)

    FRN 756172

    • CF30 Customer (3 Apr 2017 to 4 Apr 2017)
  • TRULY INDEPENDENT LTD (no longer approved here)

    FRN 513655

    • CF30 Customer (16 Sep 2013 to 30 Sep 2014)
  • Santander UK Plc (no longer approved here)

    FRN 106054

    • CF30 Customer (1 Nov 2007 to 29 Jul 2013)
    • CF22 Investment Adviser (Trainee) (19 Sep 2007 to 31 Oct 2007)
  • NatWest Markets Plc (no longer approved here)

    FRN 121882

    • CF22 Investment Adviser (Trainee) (15 Aug 2006 to 24 Jul 2007)
  • Countrywide Assured Plc (no longer approved here)

    FRN 141916

    • CF21 Investment Adviser (12 Jul 2004 to 30 Jun 2006)
    • CF22 Investment Adviser (Trainee) (15 Oct 2003 to 12 Jul 2004)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.