Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

    • [FCA CF] Material risk taker (since 1 Jan 2022)
    • SMF1 Chief Executive (since 9 Dec 2019)
    • [FCA CF] Client dealing (since 9 Dec 2019)
    • SMF3 Executive Director (since 9 Dec 2019)
    • CF1 Director (30 Oct 2019 to 8 Dec 2019)
    • CF3 Chief Executive (30 Oct 2019 to 8 Dec 2019)
    • CF30 Customer (30 Oct 2019 to 8 Dec 2019)
  • BlueBay Asset Management LLP (no longer approved here)

    FRN 571599

    • CF29 Significant management (18 Jan 2018 to 30 Oct 2019)
    • CF30 Customer (2 Apr 2012 to 30 Oct 2019)
    • CF4 Partner (2 Apr 2012 to 18 Jan 2018)
  • Sculptor Capital Management Europe Limited (no longer approved here)

    FRN 190662

    • CF30 Customer (1 Nov 2007 to 3 Mar 2010)
    • CF27 Investment Management (6 Sep 2005 to 31 Oct 2007)
  • CVC Advisers Limited (no longer approved here)

    FRN 229350

    • CF1 Director (23 Dec 2003 to 23 Feb 2005)
    • CF21 Investment Adviser (23 Dec 2003 to 23 Feb 2005)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.