Date authorised
30 October 2019
Companies House
12029504
Last scraped
6 days ago
Watch for changes

Addresses

The contact details this firm has registered with the FCA.

  • Principal Place of Business

    3rd Floor
    5 Hanover Square
    London
    W1S 1HE
    UNITED KINGDOM
    Phone
    +442037610700
  • Complaints Contact

    3rd Floor
    5 Hanover Square
    London
    W1S 1HE
    UNITED KINGDOM
    Phone
    +442037610700

What this firm is allowed to do

The regulated activities the FCA has granted this firm permission to carry out.

  • Investment Advice (no pensions)

    For Eligible Counterparty, Professional, Alternative Debenture, Certificates representing certain security, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
  • Authorised to Operate

    Show 1 limitation
    • · The firm can only agree to carry on the regulated activities specified in this Notice.
  • Arranges Investments

    For Eligible Counterparty, Professional, Alternative Debenture, Certificates representing certain security, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
  • Arranges Asset Safekeeping

    For Eligible Counterparty, Professional, Alternative Debenture, Certificates representing certain security, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
  • Stockbroking

    For Eligible Counterparty, Professional, Alternative Debenture, Certificates representing certain security, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
  • Investment Setup

    For Eligible Counterparty, Professional, Alternative Debenture, Certificates representing certain security, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
  • Manages Your Portfolio

    For Professional, Alternative Debenture, Certificates representing certain security, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

Approved individuals

Senior staff personally approved by the FCA to hold their roles here.

  • Alexander David Waller

    IRN ADW01089

    • [FCA CF] Material risk taker (since 11 Nov 2025)
    • [FCA CF] Client dealing (since 11 Nov 2025)
  • Alice Geraldine Cavalier

    IRN AGC01151

    • [FCA CF] Material risk taker (since 17 Jan 2023)
    • [FCA CF] Client dealing (since 13 Jan 2020)
  • Alice Hillson

    IRN AXH00507

    • [FCA CF] Material risk taker (14 May 2021 to 7 Oct 2022)
  • Anthony Peter Fobel

    IRN APF01027

    • [FCA CF] Material risk taker (since 1 Jan 2022)
    • [FCA CF] Client dealing (since 9 Dec 2019)
    • SMF1 Chief Executive (since 9 Dec 2019)
    • SMF3 Executive Director (since 9 Dec 2019)
    • CF1 Director (30 Oct 2019 to 8 Dec 2019)
    • CF30 Customer (30 Oct 2019 to 8 Dec 2019)
    • CF3 Chief Executive (30 Oct 2019 to 8 Dec 2019)
  • Arnaud Bertrand marie Piens

    IRN ABP01048

    • [FCA CF] Material risk taker (since 1 Jan 2022)
    • [FCA CF] Client dealing (since 9 Dec 2019)
    • CF30 Customer (30 Oct 2019 to 8 Dec 2019)
  • Benjamin Henry Harrild

    IRN BHH01009

    • [FCA CF] Material risk taker (1 Jan 2022 to 24 Mar 2025)
    • [FCA CF] Client dealing (9 Dec 2019 to 1 Mar 2025)
    • CF30 Customer (30 Oct 2019 to 8 Dec 2019)
  • Benjamin Vandervelde

    IRN BXV00046

    • [FCA CF] Client dealing (since 20 Jan 2026)
  • Brynjar Agnarsson

    IRN BXA01094

    • [FCA CF] Client dealing (since 20 Jan 2026)
  • Callum Ranalf Dugald Peachey

    IRN CXP00347

    • [FCA CF] Client dealing (since 29 Sep 2023)
  • Catherine Johnston

    IRN CXJ01377

    • [FCA CF] Manager of certification employee (23 Sep 2022 to 2 Jun 2025)
    • [FCA CF] Client dealing (9 Dec 2019 to 2 Jun 2025)
    • CF30 Customer (30 Oct 2019 to 8 Dec 2019)

Recent activity

Updates to this firm's record on the FCA register.

No changes recorded yet.