Date authorised
30 October 2019
Companies House
12029504
Last scraped
6 days ago
Watch for changes

Addresses

The contact details this firm has registered with the FCA.

  • Principal Place of Business

    3rd Floor
    5 Hanover Square
    London
    W1S 1HE
    UNITED KINGDOM
    Phone
    +442037610700
  • Complaints Contact

    3rd Floor
    5 Hanover Square
    London
    W1S 1HE
    UNITED KINGDOM
    Phone
    +442037610700

What this firm is allowed to do

The regulated activities the FCA has granted this firm permission to carry out.

  • Investment Advice (no pensions)

    For Eligible Counterparty, Professional, Alternative Debenture, Certificates representing certain security, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
  • Authorised to Operate

    Show 1 limitation
    • · The firm can only agree to carry on the regulated activities specified in this Notice.
  • Arranges Investments

    For Eligible Counterparty, Professional, Alternative Debenture, Certificates representing certain security, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
  • Arranges Asset Safekeeping

    For Eligible Counterparty, Professional, Alternative Debenture, Certificates representing certain security, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
  • Stockbroking

    For Eligible Counterparty, Professional, Alternative Debenture, Certificates representing certain security, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
  • Investment Setup

    For Eligible Counterparty, Professional, Alternative Debenture, Certificates representing certain security, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
  • Manages Your Portfolio

    For Professional, Alternative Debenture, Certificates representing certain security, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

Approved individuals

Senior staff personally approved by the FCA to hold their roles here.

  • Christopher James Parsons-Giles

    IRN CXP00541

    • [FCA CF] Manager of certification employee (since 30 Jul 2025)
    • [FCA CF] Client dealing (since 9 Jun 2023)
  • Dane Giddey

    IRN DXG00409

    • [FCA CF] Client dealing (23 Sep 2022 to 20 Jan 2026)
  • David Andrew Burnside

    IRN DAB01129

    • [FCA CF] Material risk taker (since 12 Jan 2023)
    • [FCA CF] Manager of certification employee (since 15 Feb 2022)
    • [FCA CF] Client dealing (since 9 Dec 2019)
  • David Jerzy Brooks

    IRN DJB01593

    • [FCA CF] Material risk taker (since 17 Jan 2023)
    • [FCA CF] Client dealing (since 6 Jan 2020)
    • [FCA CF] Manager of certification employee (3 Aug 2020 to 29 Jan 2024)
  • Fraser Scotton

    IRN FXS00280

    • [FCA CF] Client dealing (since 30 Jul 2025)
  • Frederic Clement Nada

    IRN FCN01002

    • [FCA CF] Material risk taker (since 1 Jan 2022)
    • [FCA CF] Client dealing (since 9 Dec 2019)
    • CF30 Customer (30 Oct 2019 to 8 Dec 2019)
  • Gareth Hamer-Hodges

    IRN GXH00149

    • [FCA CF] Manager of certification employee (since 20 Oct 2025)
    • [FCA CF] Client dealing (since 1 Apr 2020)
  • James Wright

    IRN JXW00900

    • [FCA CF] Material risk taker (since 24 May 2023)
    • [FCA CF] Client dealing (since 24 May 2023)
  • Jatinder Singh

    IRN JXS03745

    • [FCA CF] Material risk taker (since 31 Mar 2020)
  • Jeremiah Baxter

    IRN JXB01803

    • [FCA CF] Client dealing (15 Sep 2023 to 28 Nov 2025)

Recent activity

Updates to this firm's record on the FCA register.

No changes recorded yet.