Arcmont Asset Management Limited

• Principal Place of Business

  3rd Floor

  5 Hanover Square

  London

  W1S 1HE

  UNITED KINGDOM

  Phone

  +442037610700

  Web

  https://www.arcmont.com

• Complaints Contact

  3rd Floor

  5 Hanover Square

  London

  W1S 1HE

  UNITED KINGDOM

  Phone

  +442037610700

  Web

  https://www.arcmont.com

• Investment Advice (no pensions)

  For Eligible Counterparty, Professional, Alternative Debenture, Certificates representing certain security, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Authorised to Operate

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  • · The firm can only agree to carry on the regulated activities specified in this Notice.

• Arranges Investments

  For Eligible Counterparty, Professional, Alternative Debenture, Certificates representing certain security, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Arranges Asset Safekeeping

  For Eligible Counterparty, Professional, Alternative Debenture, Certificates representing certain security, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Stockbroking

  For Eligible Counterparty, Professional, Alternative Debenture, Certificates representing certain security, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Investment Setup

  For Eligible Counterparty, Professional, Alternative Debenture, Certificates representing certain security, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Manages Your Portfolio

  For Professional, Alternative Debenture, Certificates representing certain security, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Jessica Greenhalgh

  IRN JXG00758

  • [FCA CF] Client dealing (since 6 Mar 2024)
• Joanna Railton

  IRN JXP00307

  • SMF17 Money Laundering Reporting Officer (MLRO) (since 9 Oct 2022)
  • SMF16 Compliance Oversight (since 9 Oct 2022)
  • [FCA CF] Material risk taker (since 9 Dec 2019)
• Jonathan Richard Fewster Watson

  IRN JRW01298

  • CF30 Customer (30 Oct 2019 to 8 Dec 2019)
• Jonathan Watson

  IRN JXW00360

  • [FCA CF] Client dealing (since 9 Dec 2019)
  • [FCA CF] Manager of certification employee (9 Dec 2019 to 31 Jan 2022)
• Karthi Jayaraman Mowdhgalya

  IRN KJM01172

  • [FCA CF] Material risk taker (since 1 Jan 2022)
  • [FCA CF] Client dealing (since 9 Dec 2019)
  • CF30 Customer (30 Oct 2019 to 8 Dec 2019)
• Katherine Elmore-Jones

  IRN KXE01075

  • [FCA CF] Client dealing (since 9 Dec 2024)
• Khai Triet Patrick Doan

  IRN KXD00405

  • [FCA CF] Client dealing (since 20 Oct 2025)
• Lynn Farrah Mazin

  IRN LFM01034

  • [FCA CF] Client dealing (since 9 Dec 2019)
  • CF30 Customer (30 Oct 2019 to 8 Dec 2019)
• Marc Spangenberg

  IRN MOS01021

  • [FCA CF] Client dealing (since 24 May 2023)
  • [FCA CF] Material risk taker (since 24 May 2023)
• Marcus Maier-Krug

  IRN MXM02058

  • [FCA CF] Material risk taker (since 1 Jan 2022)
  • [FCA CF] Client dealing (since 9 Dec 2019)
  • CF30 Customer (30 Oct 2019 to 8 Dec 2019)

No changes recorded yet.