Arcmont Asset Management Limited

• Principal Place of Business

  3rd Floor

  5 Hanover Square

  London

  W1S 1HE

  UNITED KINGDOM

  Phone

  +442037610700

  Web

  https://www.arcmont.com

• Complaints Contact

  3rd Floor

  5 Hanover Square

  London

  W1S 1HE

  UNITED KINGDOM

  Phone

  +442037610700

  Web

  https://www.arcmont.com

• Investment Advice (no pensions)

  For Eligible Counterparty, Professional, Alternative Debenture, Certificates representing certain security, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Authorised to Operate

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  • · The firm can only agree to carry on the regulated activities specified in this Notice.

• Arranges Investments

  For Eligible Counterparty, Professional, Alternative Debenture, Certificates representing certain security, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Arranges Asset Safekeeping

  For Eligible Counterparty, Professional, Alternative Debenture, Certificates representing certain security, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Stockbroking

  For Eligible Counterparty, Professional, Alternative Debenture, Certificates representing certain security, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Investment Setup

  For Eligible Counterparty, Professional, Alternative Debenture, Certificates representing certain security, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Manages Your Portfolio

  For Professional, Alternative Debenture, Certificates representing certain security, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Mark Christoph Maurice Jochims

  IRN MCJ01046

  • CF30 Customer (30 Oct 2019 to 8 Dec 2019)
• Mattis Poetter

  IRN MXP01750

  • [FCA CF] Manager of certification employee (since 24 Mar 2025)
  • [FCA CF] Material risk taker (since 1 Jan 2022)
  • [FCA CF] Client dealing (since 9 Dec 2019)
  • CF30 Customer (30 Oct 2019 to 8 Dec 2019)
• Michael David Massarano

  IRN MDM01152

  • [FCA CF] Material risk taker (since 24 May 2023)
  • [FCA CF] Client dealing (since 24 May 2023)
• Michael Frame

  IRN MXF00157

  • [FCA CF] Client dealing (9 Dec 2019 to 6 Aug 2021)
• Nathan James Brown

  IRN NJB01178

  • [FCA CF] Material risk taker (since 1 Jan 2022)
  • SMF3 Executive Director (since 9 Dec 2019)
  • SMF17 Money Laundering Reporting Officer (MLRO) (9 Dec 2019 to 7 Oct 2022)
  • SMF16 Compliance Oversight (9 Dec 2019 to 7 Oct 2022)
  • CF30 Customer (30 Oct 2019 to 8 Dec 2019)
  • CF1 Director (30 Oct 2019 to 8 Dec 2019)
  • CF10 Compliance Oversight (30 Oct 2019 to 8 Dec 2019)
  • CF11 Money Laundering Reporting (30 Oct 2019 to 8 Dec 2019)
• Patrick Grennan

  IRN PXG00507

  • [FCA CF] Client dealing (since 30 Jul 2025)
• Patrick Schreiber

  IRN PXS02862

  • [FCA CF] Material risk taker (since 12 Mar 2025)
  • [FCA CF] Client dealing (since 3 Aug 2020)
• Paul Mann

  IRN PXM00444

  • [FCA CF] Client dealing (since 15 Feb 2022)
• Peter Edward Fleming Hutton

  IRN PEH01083

  • [FCA CF] Client dealing (since 26 Apr 2024)
• Reinard Volschenk

  IRN RXV00066

  • [FCA CF] Client dealing (18 Nov 2021 to 4 Sep 2023)
  • [FCA CF] Manager of certification employee (18 Nov 2021 to 4 Sep 2023)

No changes recorded yet.