Date authorised
30 October 2019
Companies House
12029504
Last scraped
6 days ago
Watch for changes

Addresses

The contact details this firm has registered with the FCA.

  • Principal Place of Business

    3rd Floor
    5 Hanover Square
    London
    W1S 1HE
    UNITED KINGDOM
    Phone
    +442037610700
  • Complaints Contact

    3rd Floor
    5 Hanover Square
    London
    W1S 1HE
    UNITED KINGDOM
    Phone
    +442037610700

What this firm is allowed to do

The regulated activities the FCA has granted this firm permission to carry out.

  • Investment Advice (no pensions)

    For Eligible Counterparty, Professional, Alternative Debenture, Certificates representing certain security, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
  • Authorised to Operate

    Show 1 limitation
    • · The firm can only agree to carry on the regulated activities specified in this Notice.
  • Arranges Investments

    For Eligible Counterparty, Professional, Alternative Debenture, Certificates representing certain security, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
  • Arranges Asset Safekeeping

    For Eligible Counterparty, Professional, Alternative Debenture, Certificates representing certain security, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
  • Stockbroking

    For Eligible Counterparty, Professional, Alternative Debenture, Certificates representing certain security, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
  • Investment Setup

    For Eligible Counterparty, Professional, Alternative Debenture, Certificates representing certain security, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
  • Manages Your Portfolio

    For Professional, Alternative Debenture, Certificates representing certain security, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

Approved individuals

Senior staff personally approved by the FCA to hold their roles here.

  • Sarah Prince

    IRN SXP00308

    • [FCA CF] Manager of certification employee (since 1 Apr 2020)
    • [FCA CF] Client dealing (since 9 Dec 2019)
    • [FCA CF] Material risk taker (since 9 Dec 2019)
    • [FCA CF] Significant management (since 9 Dec 2019)
  • Talia Elsener

    IRN TXE12321

    • [FCA CF] Client dealing (9 Dec 2019 to 31 Jan 2022)
    • CF30 Customer (30 Oct 2019 to 8 Dec 2019)
  • Vanni Mario Zanchi

    IRN VMZ01000

    • [FCA CF] Material risk taker (since 11 Sep 2023)
  • Victoria Louise Sellwood

    IRN VXW01021

    • [FCA CF] Material risk taker (since 12 Mar 2025)
    • [FCA CF] Manager of certification employee (since 22 Feb 2024)
    • [FCA CF] Client dealing (since 22 Feb 2024)
  • Vimal Karadia

    IRN VXK00047

    • [FCA CF] Manager of certification employee (since 15 Sep 2023)
    • [FCA CF] Client dealing (since 18 Jun 2021)
  • Vincent Vitores

    IRN VXV01012

    • [FCA CF] Material risk taker (since 1 Jan 2022)
    • [FCA CF] Client dealing (since 9 Dec 2019)
    • CF30 Customer (30 Oct 2019 to 8 Dec 2019)
  • Vladislav Dosca

    IRN VXD00137

    • [FCA CF] Client dealing (since 20 Oct 2025)
  • Warda Ali

    IRN WXA00124

    • [FCA CF] Client dealing (since 30 Jul 2025)
  • Yasemin Altinsoy

    IRN YXA00085

    • [FCA CF] Client dealing (since 30 Jul 2025)
  • Zeeshan Ikram

    IRN ZXI01007

    • [FCA CF] Material risk taker (since 12 Mar 2025)
    • [FCA CF] Client dealing (since 9 Dec 2019)
    • CF30 Customer (30 Oct 2019 to 8 Dec 2019)

Recent activity

Updates to this firm's record on the FCA register.

No changes recorded yet.