Mark Christoph Maurice Jochims

Watch for changes

Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

Morgan Stanley Investment Management Limited
FRN 121920
- [FCA CF] Material risk taker (since 7 Mar 2026)
- [FCA CF] Significant management (since 25 Mar 2024)
- [FCA CF] Client dealing (since 13 Jan 2022)
- [FCA CF] Manager of certification employee (since 13 Jan 2022)
- [FCA CF] Material risk taker (13 Jan 2022 to 31 Jul 2022)
Arcmont Asset Management Limited (no longer approved here)
FRN 845535
- CF30 Customer (30 Oct 2019 to 8 Dec 2019)
BlueBay Asset Management LLP (no longer approved here)
FRN 571599
- CF30 Customer (18 May 2012 to 30 Oct 2019)
Nomura International Plc (no longer approved here)
FRN 124422
- CF30 Customer (14 Oct 2008 to 6 Nov 2010)

Updates to this individual's record on the FCA register.

No changes recorded yet.

A quick guide to the terms on this page.

The FCA: The Financial Conduct Authority is the UK's regulator for banking, lending, insurance, investments and payments. Senior staff at any authorised firm have to be approved by the FCA personally.
Approved individual: Someone the FCA has personally signed off to hold a senior role at an authorised firm — directors, compliance officers and similar. They're held accountable for the firm's conduct.
Controlled functions: The specific senior roles the FCA approves people to hold, like 'Compliance oversight' or 'Money laundering reporting'. Each approval is tied to a particular firm.
IRN: Individual Reference Number — the unique ID the FCA assigns to each approved person. It stays the same as they move between firms.

Information on this page is sourced from the official FCA register.