Nathan James Brown

Last updated
1 week ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • Arcmont Asset Management Limited

    FRN 845535

    • [FCA CF] Material risk taker (since 1 Jan 2022)
    • SMF3 Executive Director (since 9 Dec 2019)
    • SMF16 Compliance Oversight (9 Dec 2019 to 7 Oct 2022)
    • SMF17 Money Laundering Reporting Officer (MLRO) (9 Dec 2019 to 7 Oct 2022)
    • CF11 Money Laundering Reporting (30 Oct 2019 to 8 Dec 2019)
    • CF1 Director (30 Oct 2019 to 8 Dec 2019)
    • CF10 Compliance Oversight (30 Oct 2019 to 8 Dec 2019)
    • CF30 Customer (30 Oct 2019 to 8 Dec 2019)
  • BlueBay Asset Management LLP (no longer approved here)

    FRN 571599

    • CF30 Customer (18 Oct 2018 to 30 Oct 2019)
  • KROLL SECURITIES LTD. (no longer approved here)

    FRN 466588

    • CF1 Director (AR) (17 Nov 2017 to 28 Sep 2018)
    • CF30 Customer (17 Nov 2017 to 28 Sep 2018)
  • VGB Consulting Limited (no longer approved here)

    FRN 787279

    • Employed By (17 Nov 2017 to 28 Sep 2018)

Recent activity

Updates to this individual's record on the FCA register.

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