Date authorised
1 April 2013
Companies House
04726084
Last scraped
3 weeks ago
Watch for changes

Addresses

The contact details this firm has registered with the FCA.

  • Principal Place of Business

    111 Strand
    London
    London
    WC2R 0AG
    UNITED KINGDOM
    Phone
    +442074204200
  • Complaints Contact

    111 Strand
    London
    WC2R 0AG
    UNITED KINGDOM
    Phone
    +442074204200

What this firm is allowed to do

The regulated activities the FCA has granted this firm permission to carry out.

  • Investment Advice (no pensions)

    For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
  • Authorised to Operate

    Show 1 limitation
    • · The firm can only agree to carry on the regulated activities specified in this Notice.
  • Arranges Investments

    For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
  • Investment Setup

    For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

Approved individuals

Senior staff personally approved by the FCA to hold their roles here.

  • ANNA PETROVA DOUCHANOVA

    IRN APD01163

    • CF30 Customer (25 Apr 2019 to 8 Dec 2019)
  • Adrian Gordon MacKenzie

    IRN AGM01077

    • CF30 Customer (1 Nov 2007 to 21 Sep 2012)
    • CF23 Corporate Finance Adviser (23 Dec 2003 to 31 Oct 2007)
    • CF21 Investment Adviser (23 Dec 2003 to 31 Oct 2007)
  • Advai Swarup Pathak

    IRN AXP02683

    • [FCA CF] Client dealing (since 14 Jan 2026)
  • Alexander Donald MacKenzie

    IRN ADM01094

    • CF30 Customer (27 May 2011 to 8 Dec 2019)
    • CF8 Apportionment and Oversight (23 Dec 2003 to 31 Oct 2007)
    • CF3 Chief Executive (23 Dec 2003 to 4 Apr 2008)
    • CF21 Investment Adviser (23 Dec 2003 to 31 Oct 2007)
    • CF1 Director (23 Dec 2003 to 4 Apr 2008)
  • Alexander Fotakidis

    IRN AXF01422

    • [FCA CF] Client dealing (9 Feb 2021 to 12 Aug 2021)
    • CF30 Customer (1 Nov 2007 to 8 Dec 2019)
    • CF21 Investment Adviser (17 May 2006 to 31 Oct 2007)
  • Alexander Heerkens Thijssen

    IRN AXH02945

    • CF30 Customer (1 Apr 2016 to 8 Dec 2019)
  • Alexander James Rankine

    IRN AJR01375

    • CF30 Customer (4 May 2018 to 8 Dec 2019)
  • Alexander Roy

    IRN ADR01125

    • CF30 Customer (10 Aug 2017 to 18 Dec 2017)
  • Alfredo Zamarriego

    IRN AXZ01013

    • CF30 Customer (20 Apr 2010 to 10 Dec 2013)
  • Aneeqa Khan

    IRN AXK02288

    • CF30 Customer (7 May 2013 to 20 Dec 2013)

Recent activity

Updates to this firm's record on the FCA register.

No changes recorded yet.