Date authorised
1 April 2013
Companies House
04726084
Last scraped
3 weeks ago
Watch for changes

Addresses

The contact details this firm has registered with the FCA.

  • Principal Place of Business

    111 Strand
    London
    London
    WC2R 0AG
    UNITED KINGDOM
    Phone
    +442074204200
  • Complaints Contact

    111 Strand
    London
    WC2R 0AG
    UNITED KINGDOM
    Phone
    +442074204200

What this firm is allowed to do

The regulated activities the FCA has granted this firm permission to carry out.

  • Investment Advice (no pensions)

    For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
  • Authorised to Operate

    Show 1 limitation
    • · The firm can only agree to carry on the regulated activities specified in this Notice.
  • Arranges Investments

    For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
  • Investment Setup

    For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

Approved individuals

Senior staff personally approved by the FCA to hold their roles here.

  • Anthony Gorman Clinch

    IRN AGC01067

    • CF30 Customer (1 Nov 2007 to 10 Feb 2016)
    • CF21 Investment Adviser (23 Dec 2003 to 31 Oct 2007)
    • CF1 Director (23 Dec 2003 to 11 Aug 2008)
  • Anthony Peter Fobel

    IRN APF01027

    • CF1 Director (23 Dec 2003 to 23 Feb 2005)
    • CF21 Investment Adviser (23 Dec 2003 to 23 Feb 2005)
  • Arnau Doria

    IRN AXD02063

    • CF30 Customer (20 Sep 2019 to 8 Dec 2019)
  • Augustin Marie Jerome Delorme

    IRN AMD01126

    • [FCA CF] Client dealing (since 9 Feb 2021)
    • CF30 Customer (16 Jul 2012 to 8 Dec 2019)
  • Balazs Lam

    IRN BXL01424

    • CF30 Customer (15 Feb 2018 to 8 Dec 2019)
  • Benjamin Georges Andrew

    IRN BGA01011

    • [FCA CF] Client dealing (since 31 Mar 2022)
  • Bertrand Marc Andrew Meunier

    IRN BMM01047

    • CF30 Customer (23 May 2012 to 8 Dec 2019)
  • Bruce Hardy McLain

    IRN BHM01004

    • CF30 Customer (1 Nov 2007 to 20 Dec 2012)
    • CF21 Investment Adviser (23 Dec 2003 to 31 Oct 2007)
    • CF1 Director (23 Dec 2003 to 1 Jul 2008)
  • Cathrin Petty

    IRN CXP01284

    • [FCA CF] Manager of certification employee (21 Jul 2023 to 31 Dec 2024)
    • [FCA CF] Material risk taker (21 Jul 2023 to 31 Dec 2024)
    • [FCA CF] Client dealing (9 Feb 2021 to 31 Dec 2024)
    • CF30 Customer (8 Nov 2016 to 8 Dec 2019)
  • Christopher Brookes

    IRN CXB01138

    • [FCA CF] Material risk taker (since 9 Dec 2025)
    • SMF3 Executive Director (since 10 Nov 2025)

Recent activity

Updates to this firm's record on the FCA register.

No changes recorded yet.