Date authorised
1 April 2013
Companies House
04726084
Last scraped
3 weeks ago
Watch for changes

Addresses

The contact details this firm has registered with the FCA.

  • Principal Place of Business

    111 Strand
    London
    London
    WC2R 0AG
    UNITED KINGDOM
    Phone
    +442074204200
  • Complaints Contact

    111 Strand
    London
    WC2R 0AG
    UNITED KINGDOM
    Phone
    +442074204200

What this firm is allowed to do

The regulated activities the FCA has granted this firm permission to carry out.

  • Investment Advice (no pensions)

    For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
  • Authorised to Operate

    Show 1 limitation
    • · The firm can only agree to carry on the regulated activities specified in this Notice.
  • Arranges Investments

    For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
  • Investment Setup

    For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

Approved individuals

Senior staff personally approved by the FCA to hold their roles here.

  • Clara Andreea Constantnescu

    IRN CAC01221

    • CF30 Customer (9 Jul 2013 to 6 Sep 2013)
  • Conor Keogh

    IRN CXK01543

    • [FCA CF] Client dealing (since 1 Mar 2023)
    • CF30 Customer (18 Jun 2018 to 8 Dec 2019)
  • Daniel Williamson

    IRN DXW02020

    • [FCA CF] Client dealing (9 Feb 2024 to 30 Sep 2024)
    • CF30 Customer (15 Jul 2015 to 8 Dec 2019)
  • David Alan Wood

    IRN DAW01105

    • CF30 Customer (1 Nov 2007 to 11 Aug 2008)
    • CF21 Investment Adviser (15 May 2006 to 31 Oct 2007)
  • David Frederick James Van Reyk

    IRN DFV00007

    • CF30 Customer (19 Feb 2015 to 8 Dec 2019)
  • David Gordon Milne

    IRN DGM01073

    • CF30 Customer (1 Nov 2007 to 31 Dec 2012)
    • CF21 Investment Adviser (23 Dec 2003 to 31 Oct 2007)
    • CF1 Director (23 Dec 2003 to 16 Sep 2008)
  • David William Wells

    IRN DWW01077

    • [FCA CF] Client dealing (since 9 Feb 2021)
    • CF30 Customer (16 Nov 2009 to 8 Dec 2019)
  • Dominic Patrick Murphy

    IRN DPM01055

    • [FCA CF] Manager of certification employee (since 21 Jul 2023)
    • [FCA CF] Material risk taker (since 21 Jul 2023)
    • SMF3 Executive Director (since 8 Nov 2022)
    • [FCA CF] Client dealing (since 9 Feb 2021)
  • Dominika Kowalska

    IRN DXK01461

    • CF30 Customer (18 May 2018 to 8 Dec 2019)
  • Edward Wertheim

    IRN EXW00140

    • [FCA CF] Client dealing (since 16 Sep 2025)

Recent activity

Updates to this firm's record on the FCA register.

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