CVC Advisers Limited
Addresses
The contact details this firm has registered with the FCA.
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Principal Place of Business
111 StrandLondonLondonWC2R 0AGUNITED KINGDOM- Phone
- +442074204200
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Complaints Contact
111 StrandLondonWC2R 0AGUNITED KINGDOM- Phone
- +442074204200
What this firm is allowed to do
The regulated activities the FCA has granted this firm permission to carry out.
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Investment Advice (no pensions)
For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Unit, Warrant
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- · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
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Authorised to Operate
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- · The firm can only agree to carry on the regulated activities specified in this Notice.
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Arranges Investments
For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Unit, Warrant
Show 1 limitation Hide limitations
- · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
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Investment Setup
For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Unit, Warrant
Show 1 limitation Hide limitations
- · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
Approved individuals
Senior staff personally approved by the FCA to hold their roles here.
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Emmanuelle Kerstin Barrier
IRN EKB01017
- CF30 Customer (21 Sep 2016 to 8 Dec 2019)
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Ercong Wu
IRN EXW01234
- CF30 Customer (3 May 2013 to 8 Dec 2019)
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Fred Inglis Watt
IRN FIW01003
- [FCA CF] Client dealing (since 21 Jul 2023)
- [FCA CF] Material risk taker (since 21 Jul 2023)
- SMF3 Executive Director (9 Dec 2019 to 9 Mar 2023)
- CF30 Customer (22 Dec 2008 to 8 Dec 2019)
- CF1 Director (22 Dec 2008 to 8 Dec 2019)
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Gamal Adil Hassenjee Seetal
IRN GAS01117
- [FCA CF] Client dealing (since 9 Feb 2021)
- CF30 Customer (12 Nov 2015 to 8 Dec 2019)
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Geert Martha Anicet Duyck
IRN GMD01046
- CF1 Director (23 Dec 2003 to 20 Jun 2005)
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Gemma Elizabeth Wright
IRN GEF01017
- [FCA CF] Manager of certification employee (since 20 Jan 2026)
- [FCA CF] Client dealing (since 9 Feb 2021)
- CF30 Customer (5 Jul 2013 to 8 Dec 2019)
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Graham Robert Charles Brooke
IRN GRB01061
- CF30 Customer (1 Nov 2007 to 30 Jun 2014)
- CF1 Director (3 Apr 2006 to 16 Sep 2008)
- CF21 Investment Adviser (23 Dec 2003 to 31 Oct 2007)
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Gregory Thomas Jones
IRN GTJ01015
- CF30 Customer (11 Aug 2017 to 1 Dec 2017)
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Hayley Elizabeth Whitehead
IRN HXW00214
- [FCA CF] Client dealing (since 9 Feb 2024)
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Helene Michelle Thomas
IRN HXT00121
- [FCA CF] Material risk taker (21 Jul 2023 to 31 Dec 2023)
- SMF3 Executive Director (8 Nov 2022 to 31 Dec 2023)
Recent activity
Updates to this firm's record on the FCA register.
No changes recorded yet.