Date authorised
1 April 2013
Companies House
04726084
Last scraped
3 weeks ago
Watch for changes

Addresses

The contact details this firm has registered with the FCA.

  • Principal Place of Business

    111 Strand
    London
    London
    WC2R 0AG
    UNITED KINGDOM
    Phone
    +442074204200
  • Complaints Contact

    111 Strand
    London
    WC2R 0AG
    UNITED KINGDOM
    Phone
    +442074204200

What this firm is allowed to do

The regulated activities the FCA has granted this firm permission to carry out.

  • Investment Advice (no pensions)

    For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
  • Authorised to Operate

    Show 1 limitation
    • · The firm can only agree to carry on the regulated activities specified in this Notice.
  • Arranges Investments

    For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
  • Investment Setup

    For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

Approved individuals

Senior staff personally approved by the FCA to hold their roles here.

  • Emmanuelle Kerstin Barrier

    IRN EKB01017

    • CF30 Customer (21 Sep 2016 to 8 Dec 2019)
  • Ercong Wu

    IRN EXW01234

    • CF30 Customer (3 May 2013 to 8 Dec 2019)
  • Fred Inglis Watt

    IRN FIW01003

    • [FCA CF] Client dealing (since 21 Jul 2023)
    • [FCA CF] Material risk taker (since 21 Jul 2023)
    • SMF3 Executive Director (9 Dec 2019 to 9 Mar 2023)
    • CF30 Customer (22 Dec 2008 to 8 Dec 2019)
    • CF1 Director (22 Dec 2008 to 8 Dec 2019)
  • Gamal Adil Hassenjee Seetal

    IRN GAS01117

    • [FCA CF] Client dealing (since 9 Feb 2021)
    • CF30 Customer (12 Nov 2015 to 8 Dec 2019)
  • Geert Martha Anicet Duyck

    IRN GMD01046

    • CF1 Director (23 Dec 2003 to 20 Jun 2005)
  • Gemma Elizabeth Wright

    IRN GEF01017

    • [FCA CF] Manager of certification employee (since 20 Jan 2026)
    • [FCA CF] Client dealing (since 9 Feb 2021)
    • CF30 Customer (5 Jul 2013 to 8 Dec 2019)
  • Graham Robert Charles Brooke

    IRN GRB01061

    • CF30 Customer (1 Nov 2007 to 30 Jun 2014)
    • CF1 Director (3 Apr 2006 to 16 Sep 2008)
    • CF21 Investment Adviser (23 Dec 2003 to 31 Oct 2007)
  • Gregory Thomas Jones

    IRN GTJ01015

    • CF30 Customer (11 Aug 2017 to 1 Dec 2017)
  • Hayley Elizabeth Whitehead

    IRN HXW00214

    • [FCA CF] Client dealing (since 9 Feb 2024)
  • Helene Michelle Thomas

    IRN HXT00121

    • [FCA CF] Material risk taker (21 Jul 2023 to 31 Dec 2023)
    • SMF3 Executive Director (8 Nov 2022 to 31 Dec 2023)

Recent activity

Updates to this firm's record on the FCA register.

No changes recorded yet.