Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

    • [FCA CF] Client dealing (since 21 Jul 2023)
    • [FCA CF] Material risk taker (since 21 Jul 2023)
    • SMF3 Executive Director (9 Dec 2019 to 9 Mar 2023)
    • CF1 Director (22 Dec 2008 to 8 Dec 2019)
    • CF30 Customer (22 Dec 2008 to 8 Dec 2019)
  • NatWest Markets Plc (no longer approved here)

    FRN 121882

    • CF1 Director (1 Dec 2001 to 31 Jan 2006)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.