Date authorised
1 April 2013
Companies House
04726084
Last scraped
3 weeks ago
Watch for changes

Addresses

The contact details this firm has registered with the FCA.

  • Principal Place of Business

    111 Strand
    London
    London
    WC2R 0AG
    UNITED KINGDOM
    Phone
    +442074204200
  • Complaints Contact

    111 Strand
    London
    WC2R 0AG
    UNITED KINGDOM
    Phone
    +442074204200

What this firm is allowed to do

The regulated activities the FCA has granted this firm permission to carry out.

  • Investment Advice (no pensions)

    For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
  • Authorised to Operate

    Show 1 limitation
    • · The firm can only agree to carry on the regulated activities specified in this Notice.
  • Arranges Investments

    For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
  • Investment Setup

    For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

Approved individuals

Senior staff personally approved by the FCA to hold their roles here.

  • Hugh Alexander Briggs

    IRN HAB01015

    • CF30 Customer (1 Nov 2007 to 17 Dec 2012)
    • CF1 Director (29 Nov 2004 to 18 Jul 2008)
    • CF21 Investment Adviser (29 Nov 2004 to 31 Oct 2007)
  • Iain Michael Parham

    IRN IMP01016

    • CF30 Customer (1 Nov 2007 to 8 Dec 2019)
    • CF1 Director (23 Dec 2003 to 4 Feb 2008)
    • CF21 Investment Adviser (23 Dec 2003 to 31 Oct 2007)
  • Istvan Tadeusz Szoke

    IRN ITS00013

    • [FCA CF] Client dealing (9 Feb 2021 to 7 Oct 2024)
    • CF30 Customer (9 Mar 2009 to 8 Dec 2019)
  • Jakub Canda

    IRN JXC02487

    • CF30 Customer (2 Apr 2014 to 8 Dec 2019)
  • James Brian Fullerton Mahoney

    IRN JBM01055

    • [FCA CF] Manager of certification employee (since 21 Jul 2023)
    • [FCA CF] Client dealing (since 9 Feb 2021)
    • CF30 Customer (20 Jun 2013 to 8 Dec 2019)
  • James Keith Harraway

    IRN JKH01055

    • CF30 Customer (31 Jul 2008 to 28 Feb 2014)
  • James Richard Studdart Redmayne

    IRN JRR01115

    • CF30 Customer (23 Mar 2009 to 8 Dec 2019)
  • Jean-Pierre Saad

    IRN JXS01926

    • [FCA CF] Material risk taker (since 12 Jun 2025)
    • [FCA CF] Client dealing (since 12 Jun 2025)
  • Jiri Zrust

    IRN JXZ01114

    • [FCA CF] Client dealing (31 Mar 2022 to 13 Sep 2024)
  • Jonathan Philip Feuer

    IRN JPF01034

    • CF30 Customer (1 Nov 2007 to 25 Jun 2018)
    • CF1 Director (23 Dec 2003 to 20 Nov 2014)
    • CF21 Investment Adviser (23 Dec 2003 to 31 Oct 2007)

Recent activity

Updates to this firm's record on the FCA register.

No changes recorded yet.