James Keith Harraway

Watch for changes

Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

Local Pensions Partnership Investments Ltd
FRN 724653
- [FCA CF] Material risk taker (since 19 Nov 2025)
- [FCA CF] Client dealing (since 19 Nov 2025)
M&G Investment Management Limited (no longer approved here)
FRN 119328
- [FCA CF] Client dealing (21 Jul 2020 to 30 Sep 2024)
- CF30 Customer (12 Oct 2016 to 8 Dec 2019)
M&G Alternatives Investment Management Limited (no longer approved here)
FRN 122011
- [FCA CF] Client dealing (21 Jul 2020 to 30 Sep 2024)
- CF30 Customer (12 Oct 2016 to 8 Dec 2019)
CVC Advisers Limited (no longer approved here)
FRN 229350
- CF30 Customer (31 Jul 2008 to 28 Feb 2014)
Deutsche Bank AG (no longer approved here)
FRN 150018
- CF30 Customer (1 Nov 2007 to 9 Jun 2008)
- CF23 Corporate Finance Adviser (24 Mar 2006 to 31 Oct 2007)

Updates to this individual's record on the FCA register.

No changes recorded yet.

A quick guide to the terms on this page.

The FCA: The Financial Conduct Authority is the UK's regulator for banking, lending, insurance, investments and payments. Senior staff at any authorised firm have to be approved by the FCA personally.
Approved individual: Someone the FCA has personally signed off to hold a senior role at an authorised firm — directors, compliance officers and similar. They're held accountable for the firm's conduct.
Controlled functions: The specific senior roles the FCA approves people to hold, like 'Compliance oversight' or 'Money laundering reporting'. Each approval is tied to a particular firm.
IRN: Individual Reference Number — the unique ID the FCA assigns to each approved person. It stays the same as they move between firms.

Information on this page is sourced from the official FCA register.