Date authorised
1 April 2013
Companies House
04726084
Last scraped
3 weeks ago
Watch for changes

Addresses

The contact details this firm has registered with the FCA.

  • Principal Place of Business

    111 Strand
    London
    London
    WC2R 0AG
    UNITED KINGDOM
    Phone
    +442074204200
  • Complaints Contact

    111 Strand
    London
    WC2R 0AG
    UNITED KINGDOM
    Phone
    +442074204200

What this firm is allowed to do

The regulated activities the FCA has granted this firm permission to carry out.

  • Investment Advice (no pensions)

    For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
  • Authorised to Operate

    Show 1 limitation
    • · The firm can only agree to carry on the regulated activities specified in this Notice.
  • Arranges Investments

    For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
  • Investment Setup

    For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

Approved individuals

Senior staff personally approved by the FCA to hold their roles here.

  • Jonathan Russell Kaye

    IRN JRK01035

    • CF1 Director (3 Apr 2006 to 15 Dec 2006)
    • CF21 Investment Adviser (23 Dec 2003 to 15 Dec 2006)
  • Juan Monge Liano

    IRN JAM01427

    • CF30 Customer (1 Nov 2013 to 30 Jun 2019)
  • Kenneth John MacDonald Young

    IRN KXY01040

    • [FCA CF] Client dealing (since 21 Jul 2023)
    • [FCA CF] Material risk taker (since 21 Jul 2023)
    • [FCA CF] Manager of certification employee (since 21 Jul 2023)
    • SMF3 Executive Director (since 9 Dec 2019)
    • CF1 Director (25 Apr 2016 to 8 Dec 2019)
    • CF30 Customer (22 Sep 2008 to 8 Dec 2019)
  • Lauren Elizabeth Livingston

    IRN LXL00198

    • [FCA CF] Material risk taker (21 Jul 2023 to 31 Dec 2023)
    • SMF3 Executive Director (8 Nov 2022 to 31 Dec 2023)
  • Leif Lindback

    IRN LXL01146

    • [FCA CF] Manager of certification employee (21 Jul 2023 to 31 Dec 2024)
    • [FCA CF] Client dealing (9 Feb 2021 to 31 Dec 2024)
    • CF30 Customer (24 Jul 2018 to 8 Dec 2019)
  • Lorne Rupert Somerville

    IRN LRS01018

    • [FCA CF] Material risk taker (21 Jul 2023 to 31 Dec 2024)
    • [FCA CF] Client dealing (21 Jul 2023 to 31 Dec 2024)
    • [FCA CF] Manager of certification employee (21 Jul 2023 to 31 Dec 2024)
    • SMF3 Executive Director (9 Dec 2019 to 28 Oct 2024)
    • CF1 Director (24 Jul 2018 to 8 Dec 2019)
    • CF30 Customer (2 Jul 2008 to 8 Dec 2019)
  • Luigi Lanari

    IRN LXL01043

    • CF30 Customer (1 Nov 2007 to 29 Feb 2012)
    • CF21 Investment Adviser (23 Dec 2003 to 31 Oct 2007)
  • Luigi Sbrozzi

    IRN LXS01395

    • CF30 Customer (23 Dec 2010 to 6 Nov 2014)
  • Lutz Fuhrmann

    IRN LXF01150

    • CF30 Customer (8 Oct 2008 to 12 Sep 2012)
  • Marc Boughton

    IRN MXB01467

    • CF30 Customer (4 Dec 2014 to 8 Dec 2019)
    • CF1 Director (4 Dec 2014 to 21 Feb 2017)
    • CF23 Corporate Finance Adviser (23 Dec 2003 to 31 Oct 2007)

Recent activity

Updates to this firm's record on the FCA register.

No changes recorded yet.