CVC Advisers Limited
Addresses
The contact details this firm has registered with the FCA.
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Principal Place of Business
111 StrandLondonLondonWC2R 0AGUNITED KINGDOM- Phone
- +442074204200
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Complaints Contact
111 StrandLondonWC2R 0AGUNITED KINGDOM- Phone
- +442074204200
What this firm is allowed to do
The regulated activities the FCA has granted this firm permission to carry out.
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Investment Advice (no pensions)
For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Unit, Warrant
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- · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
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Authorised to Operate
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- · The firm can only agree to carry on the regulated activities specified in this Notice.
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Arranges Investments
For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Unit, Warrant
Show 1 limitation Hide limitations
- · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
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Investment Setup
For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Unit, Warrant
Show 1 limitation Hide limitations
- · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
Approved individuals
Senior staff personally approved by the FCA to hold their roles here.
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Marie Katharina Valeska Hollunder-Reese Koenig
IRN MKH01013
- SMF3 Executive Director (since 31 Dec 2023)
- [FCA CF] Material risk taker (since 31 Dec 2023)
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Mark A R Grizzelle
IRN MAG01067
- CF28 Systems and controls (1 Nov 2007 to 30 Mar 2016)
- CF13 Finance (23 Dec 2003 to 31 Oct 2007)
- CF11 Money Laundering Reporting (23 Dec 2003 to 30 Mar 2016)
- CF1 Director (23 Dec 2003 to 30 Mar 2016)
- CF10 Compliance Oversight (23 Dec 2003 to 30 Mar 2016)
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Martin Hatfield Iacoponi
IRN MHI01006
- [FCA CF] Client dealing (since 31 Mar 2022)
- CF30 Customer (17 Mar 2015 to 8 Dec 2019)
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Matthew Bryant
IRN MXB03817
- [FCA CF] Client dealing (9 Feb 2021 to 31 Dec 2025)
- CF30 Customer (15 Jul 2019 to 8 Dec 2019)
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Michael David Cook Smith
IRN MDS01076
- CF30 Customer (1 Nov 2007 to 31 Oct 2008)
- CF21 Investment Adviser (23 Dec 2003 to 31 Oct 2007)
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Michaela Wood
IRN MXW02295
- [FCA CF] Client dealing (since 20 Jan 2026)
- CF30 Customer (14 Dec 2015 to 8 Dec 2019)
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Nicholas James Clarry
IRN NJC01113
- [FCA CF] Material risk taker (since 21 Jul 2023)
- [FCA CF] Manager of certification employee (since 21 Jul 2023)
- [FCA CF] Client dealing (since 9 Feb 2021)
- CF30 Customer (1 Nov 2007 to 8 Dec 2019)
- CF1 Director (3 Aug 2005 to 18 Jul 2008)
- CF21 Investment Adviser (23 Dec 2003 to 31 Oct 2007)
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Nicholas Peter Sedgwick Gray
IRN NPG01019
- CF30 Customer (26 Mar 2010 to 29 Feb 2012)
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Osama Nahhat
IRN OXN01063
- [FCA CF] Client dealing (since 31 Mar 2022)
- CF30 Customer (20 May 2015 to 8 Dec 2019)
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Ozgur Onder
IRN OXO01026
- [FCA CF] Client dealing (9 Feb 2021 to 29 Apr 2022)
- CF30 Customer (18 Feb 2009 to 8 Dec 2019)
Recent activity
Updates to this firm's record on the FCA register.
No changes recorded yet.