CVC Advisers Limited
Addresses
The contact details this firm has registered with the FCA.
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Principal Place of Business
111 StrandLondonLondonWC2R 0AGUNITED KINGDOM- Phone
- +442074204200
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Complaints Contact
111 StrandLondonWC2R 0AGUNITED KINGDOM- Phone
- +442074204200
What this firm is allowed to do
The regulated activities the FCA has granted this firm permission to carry out.
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Investment Advice (no pensions)
For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Unit, Warrant
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- · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
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Authorised to Operate
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- · The firm can only agree to carry on the regulated activities specified in this Notice.
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Arranges Investments
For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Unit, Warrant
Show 1 limitation Hide limitations
- · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
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Investment Setup
For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Unit, Warrant
Show 1 limitation Hide limitations
- · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
Approved individuals
Senior staff personally approved by the FCA to hold their roles here.
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Peter George Eduard Tornouist
IRN PGT01029
- CF1 Director (23 Dec 2003 to 20 Jun 2005)
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Peter William James Rutland
IRN PWR01045
- SMF3 Executive Director (since 2 Apr 2025)
- [FCA CF] Manager of certification employee (since 21 Jul 2023)
- [FCA CF] Material risk taker (since 21 Jul 2023)
- [FCA CF] Client dealing (since 9 Feb 2021)
- CF30 Customer (9 Mar 2009 to 8 Dec 2019)
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Philip John Robertson
IRN PJR01215
- [FCA CF] Manager of certification employee (since 21 Jul 2023)
- [FCA CF] Client dealing (since 9 Feb 2021)
- CF30 Customer (23 Jul 2012 to 8 Dec 2019)
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Philip Robinson
IRN PXR01520
- [FCA CF] Client dealing (since 9 Feb 2021)
- CF30 Customer (10 Jun 2009 to 8 Dec 2019)
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Pia Kristina Schaefer
IRN PKS01049
- CF30 Customer (9 Mar 2009 to 28 Feb 2011)
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Przemyslaw Obloj
IRN PXO01171
- CF30 Customer (3 Mar 2009 to 31 Jan 2016)
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Raju Zaedul Hussain
IRN RZH01001
- [FCA CF] Material risk taker (since 9 Feb 2023)
- SMF3 Executive Director (since 8 Nov 2022)
- SMF17 Money Laundering Reporting Officer (MLRO) (since 9 Dec 2019)
- SMF16 Compliance Oversight (since 9 Dec 2019)
- CF10 Compliance Oversight (19 Apr 2016 to 8 Dec 2019)
- CF11 Money Laundering Reporting (19 Apr 2016 to 8 Dec 2019)
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Raymond Anthony Clamp
IRN RAC01256
- CF30 Customer (25 Feb 2009 to 10 Apr 2014)
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Raymond John Hart
IRN RJH01212
- CF30 Customer (1 Nov 2007 to 10 Feb 2016)
- CF21 Investment Adviser (23 Dec 2003 to 31 Oct 2007)
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Richard Paul Blackburn
IRN RPB01128
- [FCA CF] Client dealing (9 Feb 2021 to 3 Jan 2023)
- CF30 Customer (3 Mar 2009 to 8 Dec 2019)
Recent activity
Updates to this firm's record on the FCA register.
No changes recorded yet.