CVC Advisers Limited

Date authorised
1 April 2013
Companies House
04726084
Last scraped
3 weeks ago
Watch for changes

Addresses

The contact details this firm has registered with the FCA.

  • Principal Place of Business

    111 Strand
    London
    London
    WC2R 0AG
    UNITED KINGDOM
    Phone
    +442074204200
    Web
    https://www.cvc.com

  • Complaints Contact

    111 Strand
    London
    WC2R 0AG
    UNITED KINGDOM
    Phone
    +442074204200

What this firm is allowed to do

The regulated activities the FCA has granted this firm permission to carry out.

  • Investment Advice (no pensions)

    For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

  • Authorised to Operate

    Show 1 limitation
    • · The firm can only agree to carry on the regulated activities specified in this Notice.

  • Arranges Investments

    For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

  • Investment Setup

    For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

Approved individuals

Senior staff personally approved by the FCA to hold their roles here.

  • Robert David Hill

    IRN RDH01059

    • CF30 Customer (1 Nov 2007 to 29 Feb 2012)
    • CF1 Director (28 Jul 2005 to 16 Sep 2008)
    • CF21 Investment Adviser (23 Dec 2003 to 31 Oct 2007)
  • Robert Richard Lucas

    IRN RRL01014

    • [FCA CF] Material risk taker (since 21 Jul 2023)
    • [FCA CF] Manager of certification employee (since 21 Jul 2023)
    • [FCA CF] Client dealing (since 21 Jul 2023)
    • SMF3 Executive Director (9 Dec 2019 to 9 Mar 2023)
    • CF30 Customer (1 Nov 2007 to 8 Dec 2019)
    • CF1 Director (23 Dec 2003 to 8 Dec 2019)
    • CF23 Corporate Finance Adviser (23 Dec 2003 to 31 Oct 2007)
  • Robin Alexander De Beir Jarratt

    IRN RAJ01055

    • CF21 Investment Adviser (23 Dec 2003 to 15 Apr 2005)
  • Robin Peveril Hooper

    IRN RPH01048

    • [FCA CF] Material risk taker (since 21 Jul 2023)
    • [FCA CF] Manager of certification employee (since 21 Jul 2023)
    • SMF3 Executive Director (since 8 Nov 2022)
    • [FCA CF] Client dealing (since 9 Feb 2021)
    • CF30 Customer (1 Nov 2007 to 8 Dec 2019)
    • CF1 Director (30 Aug 2005 to 16 Sep 2008)
    • CF23 Corporate Finance Adviser (27 Apr 2004 to 31 Oct 2007)
  • Robin Piers Dummett

    IRN RPD01021

    • CF23 Corporate Finance Adviser (23 Dec 2003 to 19 Apr 2004)
  • Rolly Louis Rudolph Jules Ridder van Rappard

    IRN RXV00103

    • [FCA CF] Client dealing (21 Jul 2023 to 1 Apr 2025)
    • [FCA CF] Material risk taker (21 Jul 2023 to 1 Apr 2025)
  • Ronald Alvin Collins

    IRN RAC01121

    • CF21 Investment Adviser (23 Dec 2003 to 4 May 2005)
  • SIDDHARTH TAPASWIN PATEL

    IRN STP01040

    • CF30 Customer (24 Jan 2017 to 2 Jan 2019)
  • Sebastian Ramin Kuenne

    IRN SRK01044

    • [FCA CF] Manager of certification employee (since 9 Feb 2024)
    • [FCA CF] Client dealing (since 9 Feb 2021)
    • CF30 Customer (20 Jun 2013 to 8 Dec 2019)
  • Shane Patrick Farragher

    IRN SPF01075

    • CF30 Customer (5 Sep 2014 to 31 May 2017)
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Recent activity

Updates to this firm's record on the FCA register.

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