Date authorised
1 April 2013
Companies House
04726084
Last scraped
3 weeks ago
Watch for changes

Addresses

The contact details this firm has registered with the FCA.

  • Principal Place of Business

    111 Strand
    London
    London
    WC2R 0AG
    UNITED KINGDOM
    Phone
    +442074204200
  • Complaints Contact

    111 Strand
    London
    WC2R 0AG
    UNITED KINGDOM
    Phone
    +442074204200

What this firm is allowed to do

The regulated activities the FCA has granted this firm permission to carry out.

  • Investment Advice (no pensions)

    For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
  • Authorised to Operate

    Show 1 limitation
    • · The firm can only agree to carry on the regulated activities specified in this Notice.
  • Arranges Investments

    For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
  • Investment Setup

    For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

Approved individuals

Senior staff personally approved by the FCA to hold their roles here.

  • Soren Vestergaard-Poulsen

    IRN SXV01192

    • [FCA CF] Client dealing (21 Jul 2023 to 1 Apr 2025)
    • [FCA CF] Material risk taker (21 Jul 2023 to 1 Apr 2025)
    • [FCA CF] Manager of certification employee (21 Jul 2023 to 1 Apr 2025)
    • SMF3 Executive Director (9 Dec 2019 to 9 Mar 2023)
    • CF1 Director (28 Nov 2019 to 8 Dec 2019)
    • CF30 Customer (24 Dec 2009 to 8 Dec 2019)
  • Stephen John Vineburg

    IRN SJV01037

    • CF1 Director (18 Nov 2008 to 10 Apr 2014)
    • CF30 Customer (18 Nov 2008 to 10 Apr 2014)
  • Steven Koltes

    IRN SXK01158

    • CF30 Customer (1 Nov 2007 to 13 Feb 2014)
    • CF21 Investment Adviser (23 Dec 2003 to 31 Oct 2007)
    • CF1 Director (23 Dec 2003 to 20 Jul 2008)
  • Taha Abdel Dayem

    IRN TXA13305

    • CF30 Customer (2 Apr 2019 to 8 Dec 2019)
  • Teleri Rose Hollis

    IRN TRH01045

    • CF30 Customer (18 Aug 2017 to 1 Dec 2017)
  • Thomas Eduard Eberle

    IRN TEE01012

    • [FCA CF] Client dealing (since 31 Mar 2022)
    • CF30 Customer (22 Jul 2016 to 8 Dec 2019)
  • Thomas Edward Meredith

    IRN TEM01010

    • CF30 Customer (1 Nov 2007 to 31 Mar 2014)
    • CF21 Investment Adviser (6 Jan 2006 to 31 Oct 2007)
  • Thomas Johan Constantijn Visser

    IRN TJV01017

    • [FCA CF] Client dealing (since 28 Feb 2025)
  • Thomas William Bryan

    IRN TWB01062

    • [FCA CF] Client dealing (since 28 Feb 2025)
    • CF30 Customer (27 Mar 2018 to 8 Dec 2019)
  • Timothy Charles Cundy

    IRN TCC01036

    • [FCA CF] Material risk taker (21 Jul 2023 to 31 Dec 2025)
    • SMF3 Executive Director (9 Dec 2019 to 31 Dec 2025)
    • CF1 Director (4 Dec 2008 to 8 Dec 2019)

Recent activity

Updates to this firm's record on the FCA register.

No changes recorded yet.