Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

    • [FCA CF] Material risk taker (since 21 Jul 2023)
    • [FCA CF] Manager of certification employee (since 21 Jul 2023)
    • [FCA CF] Client dealing (since 21 Jul 2023)
    • SMF3 Executive Director (9 Dec 2019 to 9 Mar 2023)
    • CF30 Customer (1 Nov 2007 to 8 Dec 2019)
    • CF23 Corporate Finance Adviser (23 Dec 2003 to 31 Oct 2007)
    • CF1 Director (23 Dec 2003 to 8 Dec 2019)
  • IG Index Limited (no longer approved here)

    FRN 114059

    • CF2 Non Executive Director (12 Nov 2009 to 7 Oct 2010)
  • IG Markets Limited (no longer approved here)

    FRN 195355

    • CF2 Non Executive Director (12 Nov 2009 to 7 Oct 2010)
  • Automobile Association Insurance Services Limited (no longer approved here)

    FRN 310562

    • CF2 Non Executive Director (7 Jun 2006 to 18 Sep 2007)
  • Canaccord Genuity Limited (no longer approved here)

    FRN 182011

    • CF2 Non Executive Director (1 Dec 2001 to 1 Sep 2002)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.