Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
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CVC Advisers Limited
FRN 229350
- [FCA CF] Material risk taker (since 21 Jul 2023)
- [FCA CF] Manager of certification employee (since 21 Jul 2023)
- SMF3 Executive Director (since 8 Nov 2022)
- [FCA CF] Client dealing (since 9 Feb 2021)
- CF30 Customer (1 Nov 2007 to 8 Dec 2019)
- CF1 Director (30 Aug 2005 to 16 Sep 2008)
- CF23 Corporate Finance Adviser (27 Apr 2004 to 31 Oct 2007)
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Domestic & General Insurance Plc
FRN 202111
- SMF12 Chair of the Remuneration Committee (since 25 Feb 2019)
- SMF7 Group Entity Senior Manager (since 10 Dec 2018)
- SIMF7 Group Entity Senior Insurance Manager Function (7 Mar 2016 to 9 Dec 2018)
- CF2 Non Executive Director (13 Jan 2014 to 6 Mar 2016)
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- Director of firm who is not a certification employee or a SMF manager (9 Dec 2019 to 31 Dec 2022)
- CF2 Non Executive Director (12 Jan 2017 to 8 Dec 2019)
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- Director of firm who is not a certification employee or a SMF manager (9 Dec 2019 to 31 Dec 2022)
- CF2 Non Executive Director (12 Jan 2017 to 8 Dec 2019)
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- CF23 Corporate Finance Adviser (1 Dec 2001 to 30 Sep 2003)
Recent activity
Updates to this individual's record on the FCA register.
No changes recorded yet.