Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
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CVC Advisers Limited
FRN 229350
- [FCA CF] Manager of certification employee (since 21 Jul 2023)
- [FCA CF] Material risk taker (since 21 Jul 2023)
- [FCA CF] Client dealing (since 9 Feb 2021)
- CF30 Customer (1 Nov 2007 to 8 Dec 2019)
- CF1 Director (3 Aug 2005 to 18 Jul 2008)
- CF21 Investment Adviser (23 Dec 2003 to 31 Oct 2007)
Recent activity
Updates to this individual's record on the FCA register.
No changes recorded yet.