Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
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CVC Advisers Limited
FRN 229350
- [FCA CF] Material risk taker (since 21 Jul 2023)
- [FCA CF] Manager of certification employee (since 21 Jul 2023)
- [FCA CF] Client dealing (since 21 Jul 2023)
- SMF3 Executive Director (since 9 Dec 2019)
- CF1 Director (25 Apr 2016 to 8 Dec 2019)
- CF30 Customer (22 Sep 2008 to 8 Dec 2019)
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- [FCA CF] Manager of certification employee (10 Aug 2021 to 27 Nov 2024)
- [FCA CF] Material risk taker (10 Aug 2021 to 27 Nov 2024)
- [FCA CF] Significant management (10 Aug 2021 to 27 Nov 2024)
- SMF1 Chief Executive (10 Aug 2021 to 27 Nov 2024)
- [FCA CF] Client dealing (10 Aug 2021 to 27 Nov 2024)
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- [FCA CF] Significant management (10 Aug 2021 to 27 Nov 2024)
- SMF27 Partner (10 Aug 2021 to 27 Nov 2024)
- [FCA CF] Client dealing (10 Aug 2021 to 27 Nov 2024)
- [FCA CF] Manager of certification employee (10 Aug 2021 to 27 Nov 2024)
- [FCA CF] Material risk taker (10 Aug 2021 to 27 Nov 2024)
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- CF30 Customer (1 Nov 2007 to 5 Sep 2008)
- CF21 Investment Adviser (23 Jun 2006 to 31 Oct 2007)
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- CF30 Customer (1 Nov 2007 to 5 Sep 2008)
- CF21 Investment Adviser (23 Jun 2006 to 31 Oct 2007)
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- CF21 Investment Adviser (2 Sep 2003 to 13 Jun 2006)
Recent activity
Updates to this individual's record on the FCA register.
No changes recorded yet.