Last updated
1 week ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

    • [FCA CF] Material risk taker (since 21 Jul 2023)
    • [FCA CF] Manager of certification employee (since 21 Jul 2023)
    • [FCA CF] Client dealing (since 21 Jul 2023)
    • SMF3 Executive Director (since 9 Dec 2019)
    • CF1 Director (25 Apr 2016 to 8 Dec 2019)
    • CF30 Customer (22 Sep 2008 to 8 Dec 2019)
  • CVC Credit Partners Investment Management Limited (no longer approved here)

    FRN 543560

    • [FCA CF] Manager of certification employee (10 Aug 2021 to 27 Nov 2024)
    • [FCA CF] Material risk taker (10 Aug 2021 to 27 Nov 2024)
    • [FCA CF] Significant management (10 Aug 2021 to 27 Nov 2024)
    • SMF1 Chief Executive (10 Aug 2021 to 27 Nov 2024)
    • [FCA CF] Client dealing (10 Aug 2021 to 27 Nov 2024)
  • CVC Credit Partners European CLO Management LLP (no longer approved here)

    FRN 740003

    • [FCA CF] Significant management (10 Aug 2021 to 27 Nov 2024)
    • SMF27 Partner (10 Aug 2021 to 27 Nov 2024)
    • [FCA CF] Client dealing (10 Aug 2021 to 27 Nov 2024)
    • [FCA CF] Manager of certification employee (10 Aug 2021 to 27 Nov 2024)
    • [FCA CF] Material risk taker (10 Aug 2021 to 27 Nov 2024)
  • JPMorgan Chase Bank, National Association (no longer approved here)

    FRN 124491

    • CF30 Customer (1 Nov 2007 to 5 Sep 2008)
    • CF21 Investment Adviser (23 Jun 2006 to 31 Oct 2007)
  • J.P. Morgan Securities plc (no longer approved here)

    FRN 155240

    • CF30 Customer (1 Nov 2007 to 5 Sep 2008)
    • CF21 Investment Adviser (23 Jun 2006 to 31 Oct 2007)
  • Canadian Imperial Bank of Commerce (no longer approved here)

    FRN 141285

    • CF21 Investment Adviser (2 Sep 2003 to 13 Jun 2006)

Recent activity

Updates to this individual's record on the FCA register.

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