David William Wells

Watch for changes

Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

CVC Advisers Limited
FRN 229350
- [FCA CF] Client dealing (since 9 Feb 2021)
- CF30 Customer (16 Nov 2009 to 8 Dec 2019)
Domestic & General Insurance Plc
FRN 202111
- SMF7 Group Entity Senior Manager (since 10 Dec 2018)
- SIMF7 Group Entity Senior Insurance Manager Function (7 Mar 2016 to 9 Dec 2018)
- SIMF9 Chairman (7 Mar 2016 to 3 Nov 2016)
- CF2 Non Executive Director (25 Aug 2015 to 6 Mar 2016)

Updates to this individual's record on the FCA register.

No changes recorded yet.

A quick guide to the terms on this page.

The FCA: The Financial Conduct Authority is the UK's regulator for banking, lending, insurance, investments and payments. Senior staff at any authorised firm have to be approved by the FCA personally.
Approved individual: Someone the FCA has personally signed off to hold a senior role at an authorised firm — directors, compliance officers and similar. They're held accountable for the firm's conduct.
Controlled functions: The specific senior roles the FCA approves people to hold, like 'Compliance oversight' or 'Money laundering reporting'. Each approval is tied to a particular firm.
IRN: Individual Reference Number — the unique ID the FCA assigns to each approved person. It stays the same as they move between firms.

Information on this page is sourced from the official FCA register.