Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
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- [FCA CF] Manager of certification employee (3 Apr 2023 to 3 Dec 2024)
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- [FCA CF] Manager of certification employee (3 Apr 2023 to 3 Dec 2024)
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- SMF4 Chief Risk (11 Mar 2022 to 3 Feb 2025)
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- SMF16 Compliance Oversight (1 Jun 2020 to 31 Jan 2022)
- SMF4 Chief Risk (9 Dec 2019 to 31 Jan 2022)
- CF28 Systems and controls (19 Oct 2017 to 8 Dec 2019)
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- SMF16 Compliance Oversight (21 Feb 2019 to 31 Jan 2022)
- SMF4 Chief Risk (10 Dec 2018 to 31 Jan 2022)
- SIMF4 Chief Risk Function (19 Oct 2017 to 9 Dec 2018)
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- SMF10 Chair of the Risk Committee (7 Mar 2016 to 31 Jan 2025)
- CF2 Non Executive Director (1 Feb 2016 to 6 Mar 2016)
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- CF10 Compliance Oversight (27 Mar 2014 to 5 Sep 2014)
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- CF10 Compliance Oversight (27 Mar 2014 to 5 Sep 2014)
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- CF10 Compliance Oversight (27 Mar 2014 to 5 Sep 2014)
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- CF10 Compliance Oversight (27 Mar 2014 to 5 Sep 2014)
Recent activity
Updates to this individual's record on the FCA register.
No changes recorded yet.