Date authorised
1 April 2013
Companies House
01909111
Last scraped
3 weeks ago
Watch for changes

Addresses

The contact details this firm has registered with the FCA.

  • Principal Place of Business

    Unity Place
    1 Carfax Close
    Swindon
    Wiltshire
    SN1 1AP
    UNITED KINGDOM
    Phone
    +4401793511227
  • Complaints Contact

    Unity Place
    1 Carfax Close
    Swindon
    Wiltshire
    SN1 1AP
    UNITED KINGDOM
    Phone
    +4401793514514

What this firm is allowed to do

The regulated activities the FCA has granted this firm permission to carry out.

  • Authorised to Operate

    Show 1 limitation
    • · The firm can only agree to carry on the regulated activities specified in this Notice.
  • Arranges Investments

    For Commercial, Non-investment insurance contracts

  • Investment Setup

    For Commercial, Non-investment insurance contracts

Approved individuals

Senior staff personally approved by the FCA to hold their roles here.

  • Richard James Howells

    IRN RJH00047

    • CF29 Significant management (22 Dec 2008 to 30 Nov 2015)
  • Robert Brown

    IRN RXB91783

    • SMF3 Executive Director (23 Nov 2020 to 14 Apr 2024)
  • Ronan Cremin

    IRN RXC47860

    • [FCA CF] Significant management (9 Dec 2019 to 16 Dec 2021)
    • [FCA CF] Manager of certification employee (9 Dec 2019 to 16 Dec 2021)
  • Shaun Tony Hicks

    IRN STH01033

    • [FCA CF] Manager of certification employee (20 Sep 2021 to 16 Dec 2021)
    • [FCA CF] Significant management (9 Dec 2019 to 20 Sep 2021)
    • CF28 Systems and controls (1 Nov 2007 to 8 Dec 2019)
    • CF14 Risk Assessment (13 Jul 2006 to 31 Oct 2007)
  • Simon Andrew Godsave

    IRN SAG01095

    • CF10 Compliance Oversight (14 Jun 2006 to 18 Apr 2013)
  • Simon Cunliffe Rogerson

    IRN SCR01055

    • CF10 Compliance Oversight (11 May 2005 to 1 Jun 2006)
    • CF14 Risk Assessment (18 Dec 2003 to 3 Jul 2006)
  • Simon William Foster

    IRN SWF01026

    • CF29 Significant management (25 Sep 2013 to 15 Mar 2016)
  • Siv Anita Fernqvist

    IRN SXF47849

    • [FCA CF] Significant management (9 Aug 2022 to 15 Jul 2025)
  • Stephen David John Rickards

    IRN SDR01080

    • [FCA CF] Significant management (28 May 2021 to 9 Aug 2022)
  • Stephen Elliot

    IRN SXE01114

    • CF11 Money Laundering Reporting (25 Jan 2002 to 24 Sep 2003)

Recent activity

Updates to this firm's record on the FCA register.

No changes recorded yet.