Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
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- SMF16 Compliance Oversight (6 Dec 2024 to 21 Jul 2025)
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- SMF16 Compliance Oversight (13 Feb 2019 to 25 Jun 2019)
- SIMF4 Chief Risk Function (7 Mar 2016 to 30 Aug 2018)
- CF28 Systems and controls (20 Mar 2014 to 6 Mar 2016)
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- CF10a CASS Oversight function (27 Nov 2012 to 15 Mar 2013)
- CF10 Compliance Oversight (14 Jun 2006 to 18 Apr 2013)
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- CF10 Compliance Oversight (14 Jun 2006 to 18 Apr 2013)
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- CF10 Compliance Oversight (14 Jun 2006 to 18 Apr 2013)
Recent activity
Updates to this individual's record on the FCA register.
No changes recorded yet.