Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • Lime Syndicate Management Limited (no longer approved here)

    FRN 1016212

    • SMF16 Compliance Oversight (6 Dec 2024 to 21 Jul 2025)
  • Arch Managing Agency Limited (no longer approved here)

    FRN 526140

    • SMF16 Compliance Oversight (13 Feb 2019 to 25 Jun 2019)
    • SIMF4 Chief Risk Function (7 Mar 2016 to 30 Aug 2018)
    • CF28 Systems and controls (20 Mar 2014 to 6 Mar 2016)
  • Sterling ISA Managers Limited (no longer approved here)

    FRN 191278

    • CF10a CASS Oversight function (27 Nov 2012 to 15 Mar 2013)
    • CF10 Compliance Oversight (14 Jun 2006 to 18 Apr 2013)
  • Zurich Assurance Ltd (no longer approved here)

    FRN 147672

    • CF10 Compliance Oversight (14 Jun 2006 to 18 Apr 2013)
  • Zurich Intermediary Group Limited (no longer approved here)

    FRN 191080

    • CF10 Compliance Oversight (14 Jun 2006 to 18 Apr 2013)

Recent activity

Updates to this individual's record on the FCA register.

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