Simon Cunliffe Rogerson

Last updated
3 weeks ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • Zurich Assurance Ltd (no longer approved here)

    FRN 147672

    • CF10 Compliance Oversight (11 May 2005 to 1 Jun 2006)
    • CF14 Risk Assessment (18 Dec 2003 to 3 Jul 2006)
  • Zurich Intermediary Group Limited (no longer approved here)

    FRN 191080

    • CF10 Compliance Oversight (11 May 2005 to 1 Jun 2006)
    • CF14 Risk Assessment (18 Dec 2003 to 3 Jul 2006)
  • Sterling ISA Managers Limited (no longer approved here)

    FRN 191278

    • CF10 Compliance Oversight (11 May 2005 to 1 Jun 2006)
    • CF14 Risk Assessment (18 Dec 2003 to 3 Jul 2006)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.