Shaun Tony Hicks

Last updated
6 days ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • Zurich Insurance Company Ltd (no longer approved here)

    FRN 959113

    • SMF4 Chief Risk (29 Sep 2021 to 24 Feb 2023)
  • Zurich Intermediary Group Limited (no longer approved here)

    FRN 191080

    • [FCA CF] Manager of certification employee (20 Sep 2021 to 16 Dec 2021)
    • [FCA CF] Significant management (9 Dec 2019 to 20 Sep 2021)
    • CF28 Systems and controls (1 Nov 2007 to 8 Dec 2019)
    • CF14 Risk Assessment (13 Jul 2006 to 31 Oct 2007)
  • Zurich Assurance Ltd (no longer approved here)

    FRN 147672

    • SMF18 Other Overall Responsibility (8 Sep 2021 to 24 Feb 2023)
    • SMF4 Chief Risk (10 Dec 2018 to 8 Sep 2021)
    • SIMF4 Chief Risk Function (7 Mar 2016 to 9 Dec 2018)
    • CF28 Systems and controls (1 Nov 2007 to 6 Mar 2016)
    • CF14 Risk Assessment (13 Jul 2006 to 31 Oct 2007)
  • Sterling ISA Managers Limited (no longer approved here)

    FRN 191278

    • SMF4 Chief Risk (9 Dec 2019 to 1 May 2020)
    • CF28 Systems and controls (1 Nov 2007 to 8 Dec 2019)
    • CF14 Risk Assessment (13 Jul 2006 to 31 Oct 2007)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.