Date authorised
1 April 2013
Companies House
01909111
Last scraped
3 weeks ago
Watch for changes

Addresses

The contact details this firm has registered with the FCA.

  • Principal Place of Business

    Unity Place
    1 Carfax Close
    Swindon
    Wiltshire
    SN1 1AP
    UNITED KINGDOM
    Phone
    +4401793511227
  • Complaints Contact

    Unity Place
    1 Carfax Close
    Swindon
    Wiltshire
    SN1 1AP
    UNITED KINGDOM
    Phone
    +4401793514514

What this firm is allowed to do

The regulated activities the FCA has granted this firm permission to carry out.

  • Authorised to Operate

    Show 1 limitation
    • · The firm can only agree to carry on the regulated activities specified in this Notice.
  • Arranges Investments

    For Commercial, Non-investment insurance contracts

  • Investment Setup

    For Commercial, Non-investment insurance contracts

Approved individuals

Senior staff personally approved by the FCA to hold their roles here.

  • Michael Joseph Brennan

    IRN MJB01678

    • CF1 Director (23 Oct 2009 to 31 Aug 2011)
    • CF3 Chief Executive (23 Oct 2009 to 31 Aug 2011)
  • Neil James Evans

    IRN NJE01060

    • CF1 Director (20 May 2014 to 31 Mar 2016)
    • CF28 Systems and controls (9 Dec 2013 to 21 Jan 2015)
  • Nigel Christopher Emson

    IRN NCE01028

    • SMF3 Executive Director (16 Feb 2020 to 14 Feb 2022)
    • SMF1 Chief Executive (9 Dec 2019 to 14 Feb 2022)
    • Responsible for Insurance Distribution (11 Apr 2019 to 14 Feb 2022)
    • CF3 Chief Executive (11 Apr 2019 to 8 Dec 2019)
  • Oscar Tengtio

    IRN OXT01042

    • CF1 Director (1 May 2009 to 17 Jul 2012)
  • Patrick Henry O'Sullivan

    IRN PHO01015

    • CF28 Systems and controls (1 Nov 2007 to 3 Apr 2009)
    • CF15 Internal Audit (24 Oct 2003 to 31 Oct 2007)
  • Paul James Norcott

    IRN PXN17383

    • [FCA CF] Significant management (since 27 Oct 2025)
  • Peter Hamilton

    IRN PXH01309

    • [FCA CF] Significant management (1 Dec 2020 to 16 Dec 2021)
  • Raymond Greenshields

    IRN RXG01115

    • CF1 Director (1 Dec 2001 to 14 Oct 2002)
    • CF3 Chief Executive (1 Dec 2001 to 14 Oct 2002)
    • CF8 Apportionment and Oversight (1 Dec 2001 to 14 Oct 2002)
  • Rhys Paul Dudding

    IRN RXD00340

    • SMF9 Chair of the Governing Body (since 15 Aug 2022)
  • Richard Alexander Peden

    IRN RAP01247

    • SMF17 Money Laundering Reporting Officer (MLRO) (9 Jul 2021 to 8 Aug 2022)
    • SMF16 Compliance Oversight (9 Dec 2019 to 23 Mar 2022)
    • CF11 Money Laundering Reporting (24 Jul 2018 to 8 Dec 2019)
    • CF10 Compliance Oversight (21 Mar 2013 to 8 Dec 2019)

Recent activity

Updates to this firm's record on the FCA register.

No changes recorded yet.