Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • Standard Life Assurance Limited (no longer approved here)

    FRN 439567

    • CF2 Non Executive Director (17 Jun 2011 to 31 Mar 2013)
  • Close Brothers Limited (no longer approved here)

    FRN 124750

    • CF2 Non Executive Director (10 Dec 2010 to 31 Mar 2014)
    • CF8 Apportionment and Oversight (13 Oct 2008 to 17 Oct 2008)
    • CF10 Compliance Oversight (13 Oct 2008 to 17 Oct 2008)
    • CF3 Chief Executive (13 Oct 2008 to 17 Oct 2008)
    • CF2 Non Executive Director (5 Dec 2007 to 20 Oct 2009)
  • Standard Life Bank Plc (no longer approved here)

    FRN 187878

    • (8)CF2 Non Executive Director (4 Dec 2007 to 1 Jan 2010)
  • BARCLAYS INVESTMENT SOLUTIONS LIMITED (no longer approved here)

    FRN 155595

    • CF2 Non Executive Director (4 Dec 2003 to 5 May 2006)
  • Zurich Assurance Ltd (no longer approved here)

    FRN 147672

    • CF3 Chief Executive (2 Dec 2001 to 14 Oct 2002)
    • CF8 Apportionment and Oversight (1 Dec 2001 to 14 Oct 2002)
    • CF1 Director (1 Dec 2001 to 14 Oct 2002)
  • Zurich Intermediary Group Limited (no longer approved here)

    FRN 191080

    • CF1 Director (1 Dec 2001 to 14 Oct 2002)
    • CF3 Chief Executive (1 Dec 2001 to 14 Oct 2002)
    • CF8 Apportionment and Oversight (1 Dec 2001 to 14 Oct 2002)
  • Sterling ISA Managers Limited (no longer approved here)

    FRN 191278

    • CF3 Chief Executive (1 Dec 2001 to 14 Oct 2002)
    • CF8 Apportionment and Oversight (1 Dec 2001 to 14 Oct 2002)

Recent activity

Updates to this individual's record on the FCA register.

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