Richard Alexander Peden

Last updated
5 days ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • Zurich Assurance Ltd

    FRN 147672

    • SMF4 Chief Risk (since 27 Dec 2024)
    • SMF16 Compliance Oversight (10 Dec 2018 to 1 Jul 2023)
    • SMF17 Money Laundering Reporting Officer (MLRO) (10 Dec 2018 to 16 Dec 2020)
    • CF11 Money Laundering Reporting (24 Jul 2018 to 9 Dec 2018)
    • CF10 Compliance Oversight (21 Mar 2013 to 9 Dec 2018)
  • Zurich Insurance Europe AG

    FRN 999465

    • [FCA CF] Significant management (since 2 Jan 2024)
    • [FCA CF] Manager of certification employee (since 2 Jan 2024)
  • Zurich Insurance Company Ltd

    FRN 959113

    • SMF4 Chief Risk (since 10 Oct 2023)
    • SMF16 Compliance Oversight (29 Sep 2021 to 10 Oct 2023)
  • Zurich Intermediary Group Limited (no longer approved here)

    FRN 191080

    • SMF17 Money Laundering Reporting Officer (MLRO) (9 Jul 2021 to 8 Aug 2022)
    • SMF16 Compliance Oversight (9 Dec 2019 to 23 Mar 2022)
    • CF11 Money Laundering Reporting (24 Jul 2018 to 8 Dec 2019)
    • CF10 Compliance Oversight (21 Mar 2013 to 8 Dec 2019)
  • Sterling ISA Managers Limited (no longer approved here)

    FRN 191278

    • SMF16 Compliance Oversight (9 Dec 2019 to 1 May 2020)
    • SMF17 Money Laundering Reporting Officer (MLRO) (9 Dec 2019 to 1 May 2020)
    • CF11 Money Laundering Reporting (24 Jul 2018 to 8 Dec 2019)
    • CF10 Compliance Oversight (21 Mar 2013 to 8 Dec 2019)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.