Date authorised
1 April 2013
Companies House
OC365551
Last scraped
2 weeks ago
Watch for changes

Addresses

The contact details this firm has registered with the FCA.

  • Principal Place of Business

    Seebeck House 1 Seebeck Place
    Knowlhill
    Milton Keynes
    Buckinghamshire
    MK5 8FR
    UNITED KINGDOM
    Phone
    +447764241615
  • Complaints Contact

    Seebeck House 1 Seebeck Place
    Knowlhill
    Milton Keynes
    Buckinghamshire
    MK5 8FR
    UNITED KINGDOM
    Phone
    +447764241615

What this firm is allowed to do

The regulated activities the FCA has granted this firm permission to carry out.

  • P2P Lending Advice

    For Eligible Counterparty, Professional, Retail (Investment)

  • Investment Advice (no pensions)

    For Eligible Counterparty, Professional, Retail (Investment), Certificates representing certain security, Debenture, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
  • Authorised to Operate

    Show 1 limitation
    • · The firm can only agree to carry on the regulated activities specified in this Notice.
  • Arranges Investments

    For Eligible Counterparty, Professional, Retail (Investment), Certificates representing certain security, Debenture, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
  • Arranges Asset Safekeeping

    For Eligible Counterparty, Professional, Retail (Investment), Certificates representing certain security, Debenture, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
  • Stockbroking

    For Eligible Counterparty, Professional, Retail (Investment), Certificates representing certain security, Debenture, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
  • Investment Setup

    For Eligible Counterparty, Professional, Retail (Investment), Certificates representing certain security, Debenture, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
  • Private Investment Funds

  • Manages Your Portfolio

    For Professional, Retail (Investment), Certificates representing certain security, Debenture, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

Approved individuals

Senior staff personally approved by the FCA to hold their roles here.

  • James Tristan Williams

    IRN JTW01039

    • CF30 Customer (29 Oct 2020 to 26 Aug 2021)
    • [FCA CF] Client dealing (9 Dec 2019 to 10 May 2022)
  • Jeremy Hew Jenkins

    IRN JHJ01033

    • [FCA CF] Client dealing (9 Dec 2019 to 10 May 2022)
    • CF3 Chief Executive (AR) (20 Feb 2019 to 26 Aug 2021)
    • CF1 Director (AR) (20 Feb 2019 to 26 Aug 2021)
    • CF30 Customer (15 Feb 2019 to 26 Aug 2021)
  • Jessica Franks

    IRN JEF01083

    • CF30 Customer (2 May 2012 to 31 Jul 2014)
    • CF4 Partner (2 May 2012 to 31 Jul 2014)
  • John Richard Banister

    IRN JRB01380

    • CF1 Director (AR) (19 Feb 2018 to 29 Oct 2021)
  • Kieron Quayle Launder

    IRN KQL01001

    • CF30 Customer (since 23 Jan 2026)
    • CF1 Director (AR) (since 23 Jan 2026)
  • Lucien Osborne Bartram

    IRN LXB00291

    • [FCA CF] Significant management (11 May 2020 to 12 Jan 2026)
  • Medwyn Jones

    IRN MXJ01837

    • CF1 Director (AR) (19 Feb 2018 to 29 Oct 2021)
  • Michael Hilton Charles Brader

    IRN MHB01092

    • CF1 Director (AR) (26 Feb 2018 to 29 Oct 2021)
  • Nicholas Hugo Astaire

    IRN NHA01003

    • Appointed representative dealing with clients for which they require qualification (18 Feb 2020 to 1 May 2023)
    • CF1 Director (AR) (18 Feb 2020 to 7 Oct 2021)
    • SMF16 Compliance Oversight (9 Dec 2019 to 2 Mar 2021)
    • SMF27 Partner (9 Dec 2019 to 2 Mar 2021)
    • [FCA CF] Client dealing (9 Dec 2019 to 1 May 2023)
    • SMF17 Money Laundering Reporting Officer (MLRO) (9 Dec 2019 to 2 Mar 2021)
    • CF10 Compliance Oversight (1 May 2018 to 8 Dec 2019)
    • CF11 Money Laundering Reporting (13 Feb 2017 to 8 Dec 2019)
    • CF30 Customer (11 Feb 2015 to 8 Dec 2019)
    • CF4 Partner (11 Feb 2015 to 8 Dec 2019)
  • Paul Andrew Gardner

    IRN PAG01234

    • CF1 Director (AR) (26 Feb 2018 to 29 Oct 2021)

Appointed representatives

Smaller firms operating under this firm's FCA authorisation.

Recent activity

Updates to this firm's record on the FCA register.

No changes recorded yet.