Date authorised
1 April 2013
Companies House
OC365551
Last scraped
2 weeks ago
Watch for changes

Addresses

The contact details this firm has registered with the FCA.

  • Principal Place of Business

    Seebeck House 1 Seebeck Place
    Knowlhill
    Milton Keynes
    Buckinghamshire
    MK5 8FR
    UNITED KINGDOM
    Phone
    +447764241615
  • Complaints Contact

    Seebeck House 1 Seebeck Place
    Knowlhill
    Milton Keynes
    Buckinghamshire
    MK5 8FR
    UNITED KINGDOM
    Phone
    +447764241615

What this firm is allowed to do

The regulated activities the FCA has granted this firm permission to carry out.

  • P2P Lending Advice

    For Eligible Counterparty, Professional, Retail (Investment)

  • Investment Advice (no pensions)

    For Eligible Counterparty, Professional, Retail (Investment), Certificates representing certain security, Debenture, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
  • Authorised to Operate

    Show 1 limitation
    • · The firm can only agree to carry on the regulated activities specified in this Notice.
  • Arranges Investments

    For Eligible Counterparty, Professional, Retail (Investment), Certificates representing certain security, Debenture, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
  • Arranges Asset Safekeeping

    For Eligible Counterparty, Professional, Retail (Investment), Certificates representing certain security, Debenture, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
  • Stockbroking

    For Eligible Counterparty, Professional, Retail (Investment), Certificates representing certain security, Debenture, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
  • Investment Setup

    For Eligible Counterparty, Professional, Retail (Investment), Certificates representing certain security, Debenture, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
  • Private Investment Funds

  • Manages Your Portfolio

    For Professional, Retail (Investment), Certificates representing certain security, Debenture, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

Approved individuals

Senior staff personally approved by the FCA to hold their roles here.

  • Paul Mathew Boon

    IRN PXB02568

    • [FCA CF] Client dealing (since 19 Feb 2020)
    • CF30 Customer (19 Feb 2020 to 27 Sep 2024)
  • Robert Charles Meyer

    IRN RCM01114

    • CF30 Customer (6 Mar 2013 to 30 Jun 2013)
  • Simon Paul Emary

    IRN SPE01028

    • CF30 Customer (since 23 Jan 2026)
    • CF1 Director (AR) (since 23 Jan 2026)
    • [FCA CF] Client dealing (since 24 Mar 2021)
    • SMF17 Money Laundering Reporting Officer (MLRO) (since 9 Feb 2021)
    • [FCA CF] Significant management (since 9 Feb 2021)
    • [FCA CF] Manager of certification employee (since 9 Feb 2021)
    • SMF27 Partner (since 9 Feb 2021)
    • SMF16 Compliance Oversight (since 9 Feb 2021)
    • CF1 Director (AR) (15 Sep 2014 to 31 Jan 2015)
    • CF30 Customer (12 Aug 2014 to 12 Jan 2015)
  • Stepan Galaev

    IRN SXG46788

    • [FCA CF] Significant management (11 May 2020 to 12 Jan 2026)
  • Stephen William Norton

    IRN SWN01013

    • CF1 Director (AR) (27 Apr 2020 to 7 Oct 2021)
    • CF30 Customer (27 Apr 2020 to 7 Oct 2021)
    • SMF27 Partner (9 Dec 2019 to 2 Mar 2021)
    • Appointed representative dealing with clients for which they require qualification (9 Dec 2019 to 1 May 2023)
    • [FCA CF] Functions requiring qualifications (9 Dec 2019 to 1 May 2023)
    • [FCA CF] Client dealing (9 Dec 2019 to 1 May 2023)
    • CF4 Partner (2 May 2012 to 8 Dec 2019)
    • CF10 Compliance Oversight (2 May 2012 to 30 Nov 2016)

Appointed representatives

Smaller firms operating under this firm's FCA authorisation.

Recent activity

Updates to this firm's record on the FCA register.

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