Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
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Puma Investment Management Limited
FRN 590919
- [FCA CF] Client dealing (since 10 Mar 2026)
- [FCA CF] Manager of certification employee (since 10 Mar 2026)
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- [FCA CF] Material risk taker (25 Oct 2024 to 18 Dec 2024)
- [FCA CF] Significant management (25 Oct 2024 to 18 Dec 2024)
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- CF30 Customer (2 May 2012 to 31 Jul 2014)
- CF4 Partner (2 May 2012 to 31 Jul 2014)
Recent activity
Updates to this individual's record on the FCA register.
No changes recorded yet.