Date authorised
1 April 2013
Companies House
OC365551
Last scraped
2 weeks ago
Watch for changes

Addresses

The contact details this firm has registered with the FCA.

  • Principal Place of Business

    Seebeck House 1 Seebeck Place
    Knowlhill
    Milton Keynes
    Buckinghamshire
    MK5 8FR
    UNITED KINGDOM
    Phone
    +447764241615
  • Complaints Contact

    Seebeck House 1 Seebeck Place
    Knowlhill
    Milton Keynes
    Buckinghamshire
    MK5 8FR
    UNITED KINGDOM
    Phone
    +447764241615

What this firm is allowed to do

The regulated activities the FCA has granted this firm permission to carry out.

  • P2P Lending Advice

    For Eligible Counterparty, Professional, Retail (Investment)

  • Investment Advice (no pensions)

    For Eligible Counterparty, Professional, Retail (Investment), Certificates representing certain security, Debenture, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
  • Authorised to Operate

    Show 1 limitation
    • · The firm can only agree to carry on the regulated activities specified in this Notice.
  • Arranges Investments

    For Eligible Counterparty, Professional, Retail (Investment), Certificates representing certain security, Debenture, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
  • Arranges Asset Safekeeping

    For Eligible Counterparty, Professional, Retail (Investment), Certificates representing certain security, Debenture, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
  • Stockbroking

    For Eligible Counterparty, Professional, Retail (Investment), Certificates representing certain security, Debenture, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
  • Investment Setup

    For Eligible Counterparty, Professional, Retail (Investment), Certificates representing certain security, Debenture, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
  • Private Investment Funds

  • Manages Your Portfolio

    For Professional, Retail (Investment), Certificates representing certain security, Debenture, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

Approved individuals

Senior staff personally approved by the FCA to hold their roles here.

  • Anna Shih-Li Long

    IRN ASL01084

    • CF10 Compliance Oversight (13 Feb 2017 to 30 Apr 2018)
    • CF4 Partner (4 Jan 2016 to 11 May 2018)
    • CF30 Customer (2 Jan 2015 to 11 May 2018)
  • Christopher Darius Hanson

    IRN CDH01107

    • [FCA CF] Client dealing (9 Dec 2019 to 29 Oct 2021)
    • CF1 Director (AR) (19 Feb 2018 to 29 Oct 2021)
    • CF30 Customer (19 Feb 2018 to 29 Oct 2021)
  • David Matthew Alexander McLeish

    IRN DMM01273

    • CF1 Director (AR) (26 Feb 2018 to 29 Oct 2021)
  • David Ross Naylor

    IRN DRN01050

    • CF1 Director (AR) (6 Mar 2018 to 29 Oct 2021)
  • Douglas Jonathan Charles Price

    IRN DXP00745

    • CF30 Customer (since 23 Jan 2026)
    • CF1 Director (AR) (since 23 Jan 2026)
  • Esther Louise Lewis

    IRN ELL01010

    • CF30 Customer (6 Feb 2013 to 15 Apr 2013)
  • Frederick James Campbell Hamilton

    IRN FXH00215

    • CF30 Customer (since 23 Jan 2026)
    • CF1 Director (AR) (since 23 Jan 2026)
  • Gary John Robins

    IRN GXR01164

    • [FCA CF] Client dealing (23 Mar 2021 to 10 May 2022)
    • CF1 Director (AR) (23 Mar 2021 to 1 Feb 2022)
    • [FCA CF] Manager of certification employee (11 Feb 2021 to 10 May 2022)
    • SMF27 Partner (11 Feb 2021 to 1 Feb 2022)
    • [FCA CF] Significant management (11 Feb 2021 to 10 May 2022)
    • CF30 Customer (26 Aug 2014 to 12 Jan 2015)
  • Gavin James Harrison

    IRN GJH01173

    • CF11 Money Laundering Reporting (2 May 2012 to 30 Nov 2016)
    • CF4 Partner (2 May 2012 to 19 Apr 2018)
    • CF30 Customer (2 May 2012 to 19 Apr 2018)
  • Ian Leslie Zant-Boer

    IRN IXZ01006

    • [FCA CF] Client dealing (since 30 Mar 2021)
    • SMF27 Partner (since 22 Jan 2021)
    • [FCA CF] Manager of certification employee (since 22 Jan 2021)
    • [FCA CF] Significant management (since 22 Jan 2021)
    • CF30 Customer (30 Mar 2021 to 27 Sep 2024)
    • CF1 Director (AR) (30 Mar 2021 to 27 Sep 2024)

Appointed representatives

Smaller firms operating under this firm's FCA authorisation.

Recent activity

Updates to this firm's record on the FCA register.

No changes recorded yet.