Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
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- SMF16 Compliance Oversight (1 Apr 2024 to 31 Mar 2025)
- SMF17 Money Laundering Reporting Officer (MLRO) (1 Apr 2024 to 31 Mar 2025)
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- CF11 Money Laundering Reporting (2 May 2012 to 30 Nov 2016)
- CF30 Customer (2 May 2012 to 19 Apr 2018)
- CF4 Partner (2 May 2012 to 19 Apr 2018)
Recent activity
Updates to this individual's record on the FCA register.
No changes recorded yet.