Date authorised
11 September 2017
Companies House
OC355704
Last scraped
1 week ago
Watch for changes

Addresses

The contact details this firm has registered with the FCA.

  • Principal Place of Business

    25 Eccleston Place
    London
    SW1W 9NF
    UNITED KINGDOM
    Phone
    +447785300739
  • Complaints Contact

    25 E P
    25 Eccleston Place
    London
    Westminster
    SW1W 9NF
    UNITED KINGDOM
    Phone
    +447785300739

What this firm is allowed to do

The regulated activities the FCA has granted this firm permission to carry out.

  • Investment Advice (no pensions)

    For Professional, Debenture, Option (excluding a commodity option and an option on a commodity future), Share, Unit, Warrant

  • Authorised to Operate

    Show 1 limitation
    • · The firm can only agree to carry on the regulated activities specified in this Notice.
  • Arranges Investments

    For Professional, Debenture, Option (excluding a commodity option and an option on a commodity future), Share, Unit, Warrant

  • Investment Setup

    For Professional, Debenture, Option (excluding a commodity option and an option on a commodity future), Share, Unit, Warrant

Approved individuals

Senior staff personally approved by the FCA to hold their roles here.

  • . Unity Capital UK Ltd

    IRN XXU01017

    • CF4 Partner (11 Sep 2017 to 19 Jan 2018)
  • Are Mack Growen

    IRN AXG17220

    • CF30 Customer (12 Nov 2019 to 8 Dec 2019)
  • David Andrew Lau-Kee

    IRN DAL01219

    • SMF1 Chief Executive (9 Dec 2019 to 31 Dec 2025)
    • SMF16 Compliance Oversight (9 Dec 2019 to 1 Apr 2024)
    • SMF17 Money Laundering Reporting Officer (MLRO) (9 Dec 2019 to 1 Apr 2024)
    • SMF27 Partner (9 Dec 2019 to 31 Dec 2025)
    • CF3 Chief Executive (23 Jan 2018 to 8 Dec 2019)
    • CF11 Money Laundering Reporting (23 Jan 2018 to 8 Dec 2019)
    • CF10 Compliance Oversight (23 Jan 2018 to 8 Dec 2019)
    • CF30 Customer (11 Sep 2017 to 8 Dec 2019)
    • CF4 Partner (11 Sep 2017 to 8 Dec 2019)
  • David Pryor Gardner

    IRN DPG01081

    • SMF17 Money Laundering Reporting Officer (MLRO) (since 7 May 2025)
    • SMF16 Compliance Oversight (since 7 May 2025)
    • SMF1 Chief Executive (since 1 Apr 2024)
    • SMF27 Partner (since 9 Dec 2019)
    • CF4 Partner (11 Sep 2017 to 8 Dec 2019)
    • CF30 Customer (11 Sep 2017 to 8 Dec 2019)
  • Gavin James Harrison

    IRN GJH01173

    • SMF16 Compliance Oversight (1 Apr 2024 to 31 Mar 2025)
    • SMF17 Money Laundering Reporting Officer (MLRO) (1 Apr 2024 to 31 Mar 2025)
  • Paul Andrew Heydon

    IRN PAH01147

    • CF10 Compliance Oversight (11 Sep 2017 to 12 Jan 2018)
    • CF11 Money Laundering Reporting (11 Sep 2017 to 12 Jan 2018)
    • CF3 Chief Executive (11 Sep 2017 to 12 Jan 2018)
    • CF30 Customer (11 Sep 2017 to 12 Jan 2018)
    • CF4 Partner (11 Sep 2017 to 12 Jan 2018)

Recent activity

Updates to this firm's record on the FCA register.

No changes recorded yet.