Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
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- CF10 Compliance Oversight (11 Sep 2017 to 12 Jan 2018)
- CF11 Money Laundering Reporting (11 Sep 2017 to 12 Jan 2018)
- CF3 Chief Executive (11 Sep 2017 to 12 Jan 2018)
- CF30 Customer (11 Sep 2017 to 12 Jan 2018)
- CF4 Partner (11 Sep 2017 to 12 Jan 2018)
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- CF23 Corporate Finance Adviser (1 Dec 2001 to 16 Nov 2004)
Recent activity
Updates to this individual's record on the FCA register.
No changes recorded yet.