Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

    • 8. Giving personal recommendations on investments in the course of corporate finance business
    • [FCA CF] Functions requiring qualifications (since 1 May 2023)
    • [FCA CF] Client dealing (since 1 May 2023)
    • SMF3 Executive Director (since 8 Oct 2021)
    • SMF17 Money Laundering Reporting Officer (MLRO) (since 8 Oct 2021)
    • SMF16 Compliance Oversight (since 8 Oct 2021)
    • CF1 Director (AR) (7 Sep 2023 to 7 Jun 2024)
    • CF30 Customer (7 Sep 2023 to 7 Jun 2024)
  • Bing Capital Limited (no longer approved here)

    FRN 1000559

    • Employed By (7 Sep 2023 to 7 Jun 2024)
  • YOUR VC PARTNERS LLP (no longer approved here)

    FRN 564221

    • Appointed representative dealing with clients for which they require qualification (18 Feb 2020 to 1 May 2023)
    • CF1 Director (AR) (18 Feb 2020 to 7 Oct 2021)
    • SMF27 Partner (9 Dec 2019 to 2 Mar 2021)
    • SMF16 Compliance Oversight (9 Dec 2019 to 2 Mar 2021)
    • SMF17 Money Laundering Reporting Officer (MLRO) (9 Dec 2019 to 2 Mar 2021)
    • [FCA CF] Client dealing (9 Dec 2019 to 1 May 2023)
    • CF10 Compliance Oversight (1 May 2018 to 8 Dec 2019)
    • CF11 Money Laundering Reporting (13 Feb 2017 to 8 Dec 2019)
    • CF30 Customer (11 Feb 2015 to 8 Dec 2019)
    • CF4 Partner (11 Feb 2015 to 8 Dec 2019)
  • Oxygen Ventures Limited (no longer approved here)

    FRN 208188

    • CF1 Director (AR) (16 Feb 2010 to 12 Sep 2014)
    • CF30 Customer (16 Feb 2010 to 12 Sep 2014)
    • CF3 Chief Executive (AR) (16 Feb 2010 to 12 Sep 2014)

Recent activity

Updates to this individual's record on the FCA register.

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