Date authorised
8 October 2021
Companies House
12306646
Last scraped
6 days ago
Watch for changes

Addresses

The contact details this firm has registered with the FCA.

  • Principal Place of Business

    36 Second Avenue
    London
    SW14 8QE
    UNITED KINGDOM
    Phone
    +442081673386
  • Complaints Contact

    36 Second Avenue
    London
    SW14 8QE
    UNITED KINGDOM
    Phone
    +442081673386

What this firm is allowed to do

The regulated activities the FCA has granted this firm permission to carry out.

  • Investment Advice (no pensions)

    For Eligible Counterparty, Professional, Retail (Investment), Debenture, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
  • Authorised to Operate

    Show 1 limitation
    • · The firm can only agree to carry on the regulated activities specified in this Notice.
  • Arranges Investments

    For Eligible Counterparty, Professional, Retail (Investment), Debenture, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
  • Investment Setup

    For Eligible Counterparty, Professional, Retail (Investment), Debenture, Rights to or interests in investments, Rights to or interests in investments (Contractually Based Investments), Share, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

Approved individuals

Senior staff personally approved by the FCA to hold their roles here.

  • Christopher Darius Hanson

    IRN CDH01107

    • CF1 Director (AR) (22 Dec 2021 to 14 Mar 2023)
    • CF30 Customer (22 Dec 2021 to 14 Mar 2023)
  • David Matthew Alexander McLeish

    IRN DMM01273

    • CF1 Director (AR) (22 Dec 2021 to 14 Mar 2023)
  • Emma Astaire

    IRN EXA00189

    • CF2 Non Executive Director (AR) (7 Sep 2023 to 7 Jun 2024)
  • HENRY CHAMBERLAIN

    IRN HXC01308

    • CF2 Non Executive Director (AR) (since 5 Jun 2025)
  • Hugo Croft Tilmouth

    IRN HXT00209

    • CF1 Director (AR) (27 Mar 2025 to 26 Nov 2025)
    • CF30 Customer (27 Mar 2025 to 26 Nov 2025)
  • James Brookner

    IRN JXB00820

    • CF1 Director (AR) (since 5 Jun 2025)
    • CF30 Customer (since 5 Jun 2025)
    • [FCA CF] Client dealing (27 Oct 2022 to 7 Aug 2024)
  • John Richard Banister

    IRN JRB01380

    • CF1 Director (AR) (22 Dec 2021 to 14 Mar 2023)
  • Medwyn Jones

    IRN MXJ01837

    • CF1 Director (AR) (23 Dec 2021 to 14 Mar 2023)
  • Michael Hilton Charles Brader

    IRN MHB01092

    • CF1 Director (AR) (22 Dec 2021 to 14 Mar 2023)
  • Nicholas Hugo Astaire

    IRN NHA01003

    • 8. Giving personal recommendations on investments in the course of corporate finance business
    • [FCA CF] Functions requiring qualifications (since 1 May 2023)
    • [FCA CF] Client dealing (since 1 May 2023)
    • SMF3 Executive Director (since 8 Oct 2021)
    • SMF17 Money Laundering Reporting Officer (MLRO) (since 8 Oct 2021)
    • SMF16 Compliance Oversight (since 8 Oct 2021)
    • CF30 Customer (7 Sep 2023 to 7 Jun 2024)
    • CF1 Director (AR) (7 Sep 2023 to 7 Jun 2024)

Appointed representatives

Smaller firms operating under this firm's FCA authorisation.

Recent activity

Updates to this firm's record on the FCA register.

No changes recorded yet.