Date authorised
8 October 2021
Companies House
12306646
Last scraped
6 days ago
Watch for changes

Addresses

The contact details this firm has registered with the FCA.

  • Principal Place of Business

    36 Second Avenue
    London
    SW14 8QE
    UNITED KINGDOM
    Phone
    +442081673386
  • Complaints Contact

    36 Second Avenue
    London
    SW14 8QE
    UNITED KINGDOM
    Phone
    +442081673386

What this firm is allowed to do

The regulated activities the FCA has granted this firm permission to carry out.

  • Investment Advice (no pensions)

    For Eligible Counterparty, Professional, Retail (Investment), Debenture, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
  • Authorised to Operate

    Show 1 limitation
    • · The firm can only agree to carry on the regulated activities specified in this Notice.
  • Arranges Investments

    For Eligible Counterparty, Professional, Retail (Investment), Debenture, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
  • Investment Setup

    For Eligible Counterparty, Professional, Retail (Investment), Debenture, Rights to or interests in investments, Rights to or interests in investments (Contractually Based Investments), Share, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

Approved individuals

Senior staff personally approved by the FCA to hold their roles here.

  • Paul Andrew Gardner

    IRN PAG01234

    • CF1 Director (AR) (22 Dec 2021 to 14 Mar 2023)
  • Richard James Hadler

    IRN RXH00824

    • CF1 Director (AR) (since 27 Mar 2025)
    • CF30 Customer (since 27 Mar 2025)
  • Stephen William Norton

    IRN SWN01013

    • 8. Giving personal recommendations on investments in the course of corporate finance business
    • [FCA CF] Functions requiring qualifications (since 1 May 2023)
    • [FCA CF] Client dealing (since 1 May 2023)
    • SMF3 Executive Director (since 8 Oct 2021)
  • Trevor James Fenwick

    IRN TXF00240

    • CF2 Non Executive Director (AR) (since 5 Jun 2025)

Appointed representatives

Smaller firms operating under this firm's FCA authorisation.

Recent activity

Updates to this firm's record on the FCA register.

No changes recorded yet.